Kauzer Capital Management, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Kauzer Capital Management is a very small independent investment adviser that provides individualized portfolio management to individual and high‑net‑worth clients, preparing investment policy statements and conducting ongoing portfolio monitoring. As disclosed in its brochure, the firm reported $514,855 in discretionary assets under management as of December 2025 and currently serves a single client account.
The firm employs a broad set of analytical methods — including charting, cyclical, fundamental, quantitative and technical analysis, and modern portfolio theory — and implements both long‑ and short‑term trading strategies. Its stated investment toolkit includes higher‑risk techniques such as short sales, margin and options trading, as well as allocations to private placements, venture capital and real‑estate funds, and it typically manages accounts on a discretionary basis with documented IPSs and periodic reviews.
Noteworthy elements include the combination of very limited scale (one reported client and modest AUM) with the use of complex and higher‑risk instruments and private investments that are uncommon for peers of this size. The firm also requires custody at a specified institutional custodian (Schwab Institutional), discloses receipt of institutional services and potential soft‑dollar benefits that could influence broker selection, and reports personal ownership of real‑estate entities in its disclosures.
Client services
Expertise
Fee options
$1 - $1,000,000: 0.85% $1,000,001 - $2,000,000: 0.80% $2,000,001 - $3,000,000: 0.75% $3,000,001 - $4,000,000: 0.70% $4,000,001 - $5,000,000: 0.65% $5,000,001 - $6,000,000: 0.60% $6,000,001 - $7,000,000: 0.55% $7,000,001+: 0.50%
Main office
2121 N California Blvd, Ste 290
Walnut Creek CA 94596
Advisors at this office
1
Most active in
California
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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