Kay Investments, Inc.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$60,663,494
Clients
66
30% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
66
Very HighAverage account size
$919,144
About
Kay Investments, Inc. is an independent registered investment adviser with approximately $67.93 million in assets under management and one advising professional serving about 66 clients. The firm provides both discretionary and non-discretionary portfolio management to individuals and a range of entities, including investment limited partnerships, pension and profit-sharing plans, trusts, estates, charitable organizations and corporations; it also manages pooled investment vehicles and institutional accounts.
The firm offers mutual fund- and ETF-based model portfolios (generally for accounts custodied at Fidelity) and constructs custom portfolios from individual equities, fixed income, REITs and privately placed securities. Kay Investments uses fundamental analysis when selecting mutual funds and ETFs and a technical-analysis approach for individual equity and ETF trading, with allocations that may include privately placed collective investment vehicles.
Compared with most solo independent advisers, Kay Investments’ management of pooled vehicles and its work with pension/profit-sharing and institutional clients are atypical features for a firm of its size. The brochure also discloses a $250,000 account minimum (waivable in certain circumstances) and that the firm recommends Fidelity for custody and receives software/support and other non-cash benefits, which it notes as potential conflicts of interest.
Client services
Portfolio management
Expertise
Passive / index investing
Active portfolio management
Private / alternative investments
Real estate investing
Fee options
$0+: 0.85% Not explicitly stated - $250,000: Negotiable - may accept smaller accounts at discretion with possibly different fees $250,000+: 0.25% to 0.85% depending on assets and services
Account minimum: $250,000 Fee-only: Annual fee based on assets under management ranging between 0.25% and 0.85%, charged quarterly in arrears.
Main office location
Kay Investments, Inc.
Manakin Sabot VA, United States
Number of offices
1
Most active in
Kay Investments, Inc. has reported serving >5 clients in these states in the last 12 months.
California · New York · Texas · Virginia
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through — whether you ultimately need an advisor or not.
Warmer helps you compare advisors clearly — so you can choose with confidence.
Discover
Compare top advisor firms by metric, firm size, and location.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")