KBL Investment Management
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
KBL Investment Management provides portfolio management services to individual clients and families, managing discretionary accounts custodied at Charles Schwab and charging asset-based management fees collected quarterly. The firm states it communicates regularly with clients and does not charge performance-based fees or accept referral compensation.
The firm describes a disciplined, risk-managed investment process that draws on charting, technical, fundamental, valuation and cyclical analyses to select securities, and it generally avoids short-term trading, options and margin use. Account reviews are performed periodically and can be conducted more frequently depending on market conditions to support ongoing portfolio oversight.
KBL has operated since 1986 and reports no disciplinary history; the firm’s principal holds a doctorate in psychology and an MBA with majors in finance and hospital management, which the brochure ties to a focus on individual risk tolerance and personal circumstances. Distinctive practices compared with many peers include the firm’s decision not to accept proxy-voting authority, the absence of other industry affiliations, and its emphasis on multiple analytical methods rather than a single investment style.
Client services
Fee options
0.75% annually (0.1875% quarterly)
Main office
Oak Brook IL
Advisors at this office
1
Most active in
Illinois
Also doing business as
Kbl Investment Management · Krishna B. Lall
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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