Orlando, FL Office
TeamData sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
KCD Financial, Inc.
Multi-team
Firm-wide stats for KCD Financial, Inc.
About
KCD Financial, Inc. is a multi-team registered investment adviser and introducing broker-dealer with 38 advisors and roughly $202 million in regulatory assets under management. It provides asset management, financial planning and portfolio appraisal services to individuals (including high‑net‑worth clients), corporate pension and profit‑sharing plans, and charitable organizations, and also offers access to third‑party management programs.
Advisers tailor recommendations to each client’s goals and risk tolerance and may implement strategies ranging from long‑term buy‑and‑hold to short‑term trading, margin, and option strategies; discretionary authority is used only when expressly granted by the client. The firm uses third‑party platforms and managers (including Hilltop/Envestnet programs such as SMA, UMA, and strategist fund portfolios) and conducts due diligence on those managers as part of its implementation approach.
KCD’s structure is notable for its dual broker‑dealer and registered adviser roles and for being a licensed insurance agency; the firm reports that roughly 90% of its activity is broker/dealer business and about 10% advisory, with a business mix that includes mutual funds, variable insurance products, REITs and private placements, which can create potential conflicts of interest. The brochure discloses prior FINRA disciplinary matters and related fines (including matters involving advertising and supervisory/email‑retention controls with fines noted at $73,000, $5,000, and a $10,000 settlement), and clients are directed to review the firm’s Form ADV and BrokerCheck details for additional information.
Based on KCD Financial, Inc.
Expertise
Based on KCD Financial, Inc.
Location
100 E. Pine Street, Suite 110
Orlando FL 32801
Advisors at this office
3
Advisors at this office
Luke O
Series 66
Orlando, FL
KCD Financial, Inc.
Luke Ober is a financial advisor at KCD Financial, Inc. in Orlando, FL, holding a Series 66 credential. He has been with KCD Financial and affiliated firms since 2026. Prior to his advisory role, he held various positions including at Universal Studios Orlando and The Walt Disney Company. KCD Financial, Inc. is a multi-team registered investment adviser and introducing broker-dealer with 38 advisors and approximately $202 million in regulatory assets under management. The firm serves individuals, corporate pension and profit-sharing plans, and charitable organizations, offering asset management, financial planning, and access to third-party management programs with strategies tailored to clients’ goals and risk tolerance.
Mohd Umer Alimohmed K
Series 65
Orlando, FL
KCD Financial, Inc.
Mohd Umer Alimohmed Khatri is an advisor at KCD Financial, Inc. with a Series 65 credential and one year of industry experience. He has previously worked at Guided Financial Advisors, IRS, and Clark University, and spent ten years at A.T. Khatri & Co. KCD Financial, Inc. is a multi-team registered investment adviser and broker-dealer with 38 advisors managing approximately $202 million in assets. The firm serves individuals, including high-net-worth clients, corporate pension and profit-sharing plans, and charitable organizations, offering asset management, financial planning, and access to third-party management programs.
Benjamin K
Series 66
Orlando, FL
KCD Financial, Inc.
Benjamin Kopen is a financial advisor at KCD Financial, Inc. with one year of industry experience. He holds a Series 66 designation and has worked at KCD Financial, Guided Financial Advisors, and the Orlando Utilities Commission. Prior to his advisory roles, he was employed at NJ Lenders and has teaching experience at Rollins College and James Caldwell High School. KCD Financial, Inc. is a multi-team registered investment adviser and introducing broker-dealer serving individuals, corporate pension and profit-sharing plans, and charitable organizations. The firm offers asset management, financial planning, and portfolio appraisal services, utilizing a range of investment strategies and third-party management programs.
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