KDB Asset Management, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
KDB Asset Management provides discretionary portfolio management and related advisory services to a small client base that includes both high-net-worth and individual clients; its Form ADV lists 12 clients served by two advisory professionals and approximately $19.98 million in regulatory assets under management. The brochure identifies portfolio management for individuals as a primary service and describes ongoing financial planning and account monitoring as part of its client offering.
Their Form ADV describes an individualized investment process that tailors portfolios to client objectives and risk tolerance, with periodic account reviews and reporting as part of their client service model. The brochure’s sections on methods of analysis and review practices (Items 8 and 13) outline how the firm assesses investments and monitors client accounts over time.
What is unusual for a firm of this size is the firm’s reported significant non-U.S. client base and an affiliation with an insurance company, both noted in the ADV (Items 7 and 10), which is uncommon among supported firms. Combined with a very small, concentrated client roster and a two-advisor structure, the firm presents a relatively bespoke service profile compared with peers in the same category.
Client services
Fee options
Fixed fees mentioned in SEC Part 1; no specific amounts stated in brochure
Main office
14 East 60th Street Suite 602
New York NY 10022
Advisors at this office
2
Most active in
New York
Also doing business as
Kdb Asset Management, LLC · Kdb Management Services, LLC · Kdb Management Servicws, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
Kenneth H
Series 63, Series 65
New York, NY
KDB Asset Management, LLC
Kenneth Halberg is an advisor at KDB Asset Management, LLC with Series 63 and Series 65 credentials and four years of industry experience. He has been with KDB Asset Management since 2003. Outside of advisory work, he is a partner in Gravy New York, LLC, a restaurant business in New York City. KDB Asset Management provides discretionary portfolio management and financial planning primarily to individual and high-net-worth clients. The firm serves both domestic and a measurable portion of non-U.S. clients, operating with an individualized investment process and ongoing account supervision.
David H
Series 65
New York, NY
KDB Asset Management, LLC
David Halberg is a financial advisor at KDB Asset Management, LLC with four years of industry experience. He holds a Series 65 designation and has been associated with KDB Brokerage Services, LLC since 2003, where he assists clients with procuring personal and commercial insurance. KDB Asset Management provides discretionary portfolio management and financial planning primarily for individual and high-net-worth clients, serving both domestic and a notable portion of non-U.S. clients. The firm employs an individualized investment process with periodic account reviews and ongoing supervision.
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