Keating Investment Counselors Inc
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$258,450,937
Clients
150
Advisors
2
across 2 offices
About
Keating Investment Counselors provides discretionary and non-discretionary portfolio management and advisory consulting primarily to individual clients (including high-net-worth individuals), trusts, estates and pension plans, and — unusually for its firm size — to investment companies. The firm generally charges fees based on assets under management and also offers limited hourly consulting services.
The firm follows a “growth‑at‑a‑reasonable‑price” investment philosophy, combining fundamental analysis with charting tools to identify long‑term, cash‑generative companies across large‑ and mid‑cap (and select small‑cap) holdings, and it treats cash as an asset class when constructing and rebalancing portfolios. Portfolio supervision is ongoing and tailored to client objectives, with considerations for tax, liquidity and both discretionary and non‑discretionary mandates.
Keating is distinctive among peers for serving investment company clients and for acting as sub‑adviser and co‑manager of the Keating Active ETF, a vehicle it may use in separate managed accounts while excluding the ETF from client billing to address conflicts of interest. The firm discloses a past regulatory order related to state registration (resolved in 2017) and maintains an affiliation with another state‑registered adviser and a limited referral arrangement, each of which the firm says it addresses through written policies and disclosures.
Client services
Expertise
Fee options
$0 - $1,500,000: 1.25% $1,500,000 - $3,000,000: 1.00% $3,000,000 - $5,000,000: 0.75% $5,000,000+: 0.60%
Typically $350 per hour for general consulting services
Account minimum: $1,000,000 (negotiable in certain circumstances) Minimum fee: Minimum quarterly fee is $500 Fee-only: Percentage of AUM fees as outlined; no commissions charged.
Main office
See office101 SE 6th Ave, Suite A
Delray Beach FL 33483
Advisors at this office
1
Offices (2)
Most active in
California · Colorado · Florida · Illinois · Louisiana · Nebraska · New Hampshire · New York · North Carolina · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
Richard K
CFA®, Series 65
Steamboat Springs, CO
Keating Investment Counselors Inc
Richard Keating is a CFA® charterholder and holds a Series 65 license with 13 years of industry experience. He has been with Keating Investment Counselors Inc since 2015, serving as an advisor for the firm’s full history. Keating Investment Counselors provides discretionary and non-discretionary portfolio management and advisory consulting primarily for individual and high-net-worth clients, as well as trusts, estates, and pension/profit-sharing plans. The firm follows a long-term growth-at-a-reasonable-price investment philosophy emphasizing fundamental analysis, selective charting, and a focus on dividend-paying large- and mid-cap stocks, while also managing an active ETF as a sub-adviser.
Pablo C
CFA®, Series 65
Delray Beach, FL
Keating Investment Counselors Inc
Pablo Cavanagh is a CFA® charterholder and holds a Series 65 license with 10 years of industry experience. He is currently a portfolio manager at Keating Investment Counselors Inc and has been involved with LVR Research, LLC since 2015. Keating Investment Counselors provides discretionary and non-discretionary portfolio management and advisory consulting primarily for individual and high-net-worth clients, as well as trusts, estates, and pension/profit-sharing plans. The firm follows a long-term growth-at-a-reasonable-price investment philosophy that combines fundamental analysis with selective charting and focuses on dividend-paying large- and mid-cap stocks, with occasional small- and micro-cap selections.
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