Keeler Thomas Management LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Keeler Thomas Management LLC advises individual and high‑net‑worth clients and provides investment management, wealth management, financial planning, and pension consulting to plan sponsors. The firm offers both ongoing discretionary portfolio management and one‑off or targeted planning engagements and hourly consulting.
The firm typically establishes a written Investment Policy Statement and manages accounts under discretionary authority, often utilizing model portfolios or third‑party money managers as part of portfolio implementation; clients receive quarterly reporting and an annual investment management review. Its wealth management process is organized around a recurring annual planning cycle that incorporates cash management and coordination with clients’ tax advisors.
Keeler Thomas is also licensed as an insurance agency and its advisors may receive separate commission‑based compensation for insurance product sales, and the firm uses a third‑party insurance platform (DPL) to support those services, which represents a potential conflict of interest. The brochure also discloses a relatively uncommon financing arrangement: the firm accepted an unforgivable loan from a now‑deceased client to help establish and grow the business and will pay interest and principal to the client’s heirs.
Client services
Expertise
Fee options
$0 - $500,000: 1.65% $500,000 - $1,000,000: 1.38% $1,000,000 - $2,000,000: 1.10% $2,000,000 - $5,000,000: 0.94% $5,000,000+: Negotiable
Insurance products sold by associated persons earn commissions separate from advisory fees
Hourly financial consultation fees range from $100 to $500 per hour, negotiable
Minimum fee: Wealth Management fees range from $500 - $150,000 billed monthly or quarterly in advance; Financial Planning fees range from $250 - $150,000 Fee-only: Financial planning fees and wealth management fees are fixed or hourly, not commission-based
Main office
1327 S 800 E, Suite 100
Orem UT 84097
Advisors at this office
5
Most active in
Arizona · California · Colorado · Texas · Utah
Also doing business as
Keeler Thomas Inc · Keeler Thomas Management LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Quick links
Advisors at this firm
Nathaniel E
Series 66
Orem, UT
Keeler Thomas Management LLC
Nathaniel Evans is a financial advisor at Keeler Thomas Management LLC with seven years of industry experience. He holds a Series 66 designation and has previously worked at Osaic Wealth, Inc., Zions Bank, and SagePoint Financial. In addition to his advisory role, he serves as an adjunct instructor at Utah Valley University, teaching content related to the Series 7 exam. Keeler Thomas Management LLC provides investment management, wealth management, financial planning, and pension consulting services to individual and high-net-worth clients. The firm offers discretionary portfolio management and targeted planning engagements, often employing model portfolios or third-party money managers as part of its investment process.
Derek U
Series 63, Series 65
Orem, UT
Keeler Thomas Management LLC
Derek Unice is a financial advisor with Keeler Thomas Management LLC, holding Series 63 and Series 65 licenses and bringing nine years of industry experience. He has worked at multiple firms, including Sagepoint Financial, Inc., FIDELITY Brokerage Services LLC, and OSAIC. Keeler Thomas Management LLC serves individual and high-net-worth clients by providing investment management, wealth management, financial planning, and pension consulting. The firm manages accounts under discretionary authority, often using model portfolios or third-party money managers, and organizes its wealth management around an annual planning cycle that includes cash management and tax coordination.
Gabriel S
Series 65
Orem, UT
Keeler Thomas Management LLC
Gabriel Smith is a financial advisor at Keeler Thomas Management LLC with one year of industry experience. He holds the Series 65 credential and previously worked in various roles outside the financial sector before joining Keeler Thomas Management. Keeler Thomas Management LLC advises individual and high-net-worth clients, providing investment management, wealth management, financial planning, and pension consulting. The firm offers both discretionary portfolio management and targeted planning engagements, utilizing investment policy statements and model portfolios as part of its approach.
Casey M
CFP®, Series 63, Series 65
Orem, UT
Keeler Thomas Management LLC
Casey Monsen is a CFP® with 17 years of industry experience. He is currently with Keeler Thomas Management LLC and has worked at Andina Capital Management, LLC. Outside his advisory role, Monsen owns and manages ACE Bookkeeping. Keeler Thomas Management LLC provides investment management, wealth management, financial planning, and pension consulting services to individual and high-net-worth clients, offering both discretionary portfolio management and targeted planning engagements.
John U
CFP®, Series 63, Series 65
Orem, UT
Keeler Thomas Management LLC
John Unice is a financial advisor with Keeler Thomas Management LLC in Orem, Utah. He holds the CFP® designation and has 47 years of industry experience. Prior to joining Keeler Thomas Management, he worked at SagePoint Financial for 14 years and OSAIC for one year. Unice serves on the Planned Giving Advisory Board at Utah Valley University and is a member of the business advisory board for Thunder Biotech, a company developing cancer treatment technologies. Keeler Thomas Management LLC serves individual and high-net-worth clients, offering investment management, wealth management, financial planning, and pension consulting. The firm utilizes discretionary portfolio management with written Investment Policy Statements and incorporates a recurring annual planning cycle that includes cash management and coordination with tax advisors.
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