Portland, ME Office

Kelleher Financial Advisors provides investment advisory and financial planning services to individuals and families (including high‑net‑worth clients), as well as trusts, institutions, corporations, and pension plans. The firm reports roughly $1.15 billion in assets under management across about 279 client relationships managed by a four‑adviser team.

The firm operates three divisions with different mandates: Kelleher Financial Advisors focuses on long‑term equity management, Starboard Advisors builds balanced portfolios, selects independent third‑party money managers, and offers nondiscretionary family office consulting, and Battery Park Capital runs a value‑oriented, relatively concentrated strategy (typically 15–40 holdings, often 25 or 33) that may employ options. Investment decisions are driven by fundamental research and tailored to each client’s objectives and risk tolerances, with both discretionary authority and written client restrictions accommodated.

Kelleher is affiliated with a broker‑dealer, Wall Street Access, and discloses shared offices and personnel and that some staff are registered representatives who may act in execution‑only brokerage roles outside advisory accounts; the firm also recommends custodians such as Pershing, Fidelity, and Schwab and receives non‑monetary services that support its operations. The combination of a broker‑dealer affiliation, a dedicated family office consulting offering with high‑net‑worth thresholds, a concentrated value sleeve that uses option strategies, and approximately $1.15 billion in AUM managed by a small adviser team is notable relative to many peers.