Kelly Investment Management, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Kelly Investment Management, LLC serves individuals, families and small-business owners by providing investment advisory services and financial planning consulting. The firm offers managed accounts and written investment strategies, and clients may impose investment restrictions in writing.
The firm tailors advice to client objectives, time horizon and risk tolerance, employing techniques such as asset allocation, dollar‑cost averaging, technical analysis and both long‑ and short‑term purchases. Services are provided through both discretionary and non‑discretionary arrangements, with suitability checks and a client risk‑profile questionnaire used to guide recommendations.
A distinctive feature for a solo independent adviser is that a material portion of the firm’s assets is managed on a non‑discretionary basis, an arrangement that is less common among peers. Kelly Investment Management also offers fixed‑fee standalone planning services (for example, Financial Health Check‑Up, Budgeting & Saving Strategy, Debt Management & Reduction Plan, Retirement Planning Session, Investment Portfolio Review), may provide complimentary ongoing planning for clients meeting a stated asset threshold, and does not receive commissions or referral fees.
Client services
Expertise
Fee options
Fixed fees range from $1,000 to $1,750 per consulting project; specific fixed fees for certain services (e.g. Financial Health Check-Up - $199, Budgeting & Saving Strategy - $199, Debt Management & Reduction Plan - $249, Retirement Planning Session - $349, Investment Portfolio Review - $299)
Under $1,000,000 - $0.99 million (implied): 0.95% $1,000,000 - $2,000,000: 0.85% $2,000,001 - $4,000,000: 0.75% $4,000,001+: 0.65%
Hourly fees range from $125 - $250 per hour depending on negotiation
Account minimum: $250,000 Fee-only: Fixed fees for financial planning and consulting; hourly fees from $125 - $250 per hour; fixed fees range from $1,000 to $1,750 per project; additional fixed-fee services (e.g., Financial Health Check-Up - $199)
Main office
Raleigh NC
Advisors at this office
1
Most active in
California · North Carolina
Also doing business as
Cofactor Financial · Haven Financial Advisory · Kelly Investment Management, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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