Kempthorne Analytics, Inc
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
The firm is a state-registered independent investment adviser that primarily serves individual investors and has also worked with corporations, trusts and retirement plans. It provides discretionary investment supervisory services and, separately, statistical consulting and teaching as non-advisory activities.
The firm’s investment approach emphasizes quantitative and statistical methods applied to equity and fixed‑income portfolios, with use of exchange‑traded funds, mutual funds and common stocks and application of modern portfolio theory for allocation decisions. Clients’ assets are managed in separate custodial accounts with daily liquidity and regular reporting; the adviser operates two distinct programs — a sector‑based allocation program reviewed quarterly and a systematic multi‑model diversified program reviewed weekly — and tailors allocations to individual risk tolerance.
What is distinctive about the firm is its maintained regulatory registrations and qualifications in the commodity futures arena (including past commodity pool operator registration and current commodity trading advisor registration and Series 3 qualification), while not currently trading futures. The principal also devotes substantial time to academic teaching and statistical expert consulting — including a university lecturing role and courtroom expert work — which is an uncommon mix of active academic and advisory responsibilities for a single‑advisor firm.
Client services
Expertise
Fee options
$0+: 2% annually for active investment programs $0+: 1% annually for less active asset allocation programs
Fee-only: Fees are a percentage of assets under management; fees are negotiable, no commissions accepted.
Main office
Marblehead MA
Advisors at this office
1
Most active in
Massachusetts
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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