Pagosa Springs, CO Office
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Kestra Advisory
Enterprise
Firm-wide stats for Kestra Advisory
About
Kestra Advisory Services provides investment advisory and retirement‑plan consulting to plan sponsors and a broad mix of institutional and individual clients. The firm’s brochure describes services such as vendor searches and benchmarking, plan design and compliance testing, fiduciary consulting and oversight, plan‑level investment advice, employee education, pooled plan solutions, and advisor‑managed accounts.
Advisors act as ERISA fiduciaries where applicable and may be engaged to provide discretionary 3(38) or non‑discretionary 3(21) services; recommended investments are supported by due diligence that considers performance, fees, manager tenure, and investment process. Kestra distributes multiple management platforms and third‑party managed solutions (for example, AdvisorEnterprise and AdvisorChoice) and permits use of complex products and discretionary trading within its supervisory framework.
Compared with many enterprise peers, Kestra discloses activities that align with serving very large institutional investors: the firm reports approximately $79.8 billion in assets under management, acts as a placement agent for private funds, and offers pooled employer plan arrangements, and its disclosures indicate it counts sovereign wealth funds among its clients — a relatively uncommon client type for firms in this category. The brochure also highlights extensive affiliate and third‑party relationships (including an affiliated broker‑dealer and custodial/technology partners such as Envestnet and NFS), which expand product access but are identified in the disclosure as sources of potential conflicts of interest.
Based on Kestra Advisory
Expertise
Based on Kestra Advisory
Location
Pagosa Springs CO
Advisors at this office
2
Advisors at this office
Timothy S
CFP®, Series 63, Series 65
Pagosa Springs, CO
Kestra Advisory
Timothy Swickard is a financial advisor with Kestra Advisory Services, holding the CFP® designation and Series 63 and 65 licenses, and has 27 years of industry experience. Prior to joining Kestra in 2025, he worked for LPL Financial, LLC and Old National Bank for 16 years. He is also the principal and financial advisor of Everstream Wealth, which he manages as the owner and sole investment advisor. Kestra Advisory Services provides investment advisory and retirement-plan consulting to plan sponsors and a diverse range of institutional and individual clients. The firm offers fiduciary consulting, plan design, employee education, and access to multiple management platforms, serving clients that include large institutional investors such as sovereign wealth funds.
Janice S
Series 63, Series 66
Pagosa Springs, CO
Kestra Advisory
Janice Swickard is a financial advisor with Kestra Advisory Services LLC, holding Series 63 and Series 66 credentials and 36 years of industry experience. Her prior work includes roles at LPL Financial, Old National Bank, and Merrill. Outside of her advisory role, she is a member of Finch Farms LLC, participating in its annual meetings. Kestra Advisory Services provides investment advisory and retirement-plan consulting to institutional and individual clients, offering services such as fiduciary consulting, plan-level investment advice, and employee education. The firm serves a wide range of clients, including large institutional investors and sovereign wealth funds, with approximately $79.8 billion in assets under management.
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