A complete list of active advisors currently associated with Kestrel Wealth Management, LLC
Warmer can help you find a great advisor at Kestrel Wealth Management, LLC or one who fits your needs even better.
Kestrel Wealth Management serves a primarily individual client base that includes both non‑HNW and high‑net‑worth households, along with trusts, estates, small businesses, and charities, and provides ongoing discretionary asset management and related financial planning services. The firm documents client goals and tailors investment programs to each client’s time horizon, objectives, and tolerance for risk. Kestrel’s investment process combines fundamental analysis with cyclical analysis and portfolio monitoring, and the firm engages in active portfolio management techniques such as rebalancing and tax‑loss harvesting. Its stated investment program may utilize option strategies, margin, short sales, leverage, and other derivatives, and the brochure explicitly notes the added risks those strategies entail. Distinctive features for a small, two‑advisor RIA include no stated account minimum and a practice of fee deduction by the account custodian (limited custody), no reliance on wrap programs or external sub‑advisors, and an explicit policy against receiving soft‑dollar benefits or third‑party referral compensation. The firm maintains a formal Code of Ethics, conducts quarterly personal‑trading reviews to mitigate conflicts, and includes a CFP® professional on its advisory team.
To learn more about the advisors currently working at Kestrel Wealth Management, LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.
Name |
Location |
Years of experience |
|---|---|---|
South Bend, IN
| 16
| |
South Bend, IN
| 2
|
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