A complete list of active advisors currently associated with Ketron Financial LLC

Warmer can help you find a great advisor at Ketron Financial LLC or one who fits your needs even better.

Ketron Financial LLC provides discretionary portfolio management, financial planning and estate transition planning to individuals (including high‑net‑worth clients), pension and profit‑sharing plans, and charitable organizations. The firm also offers selection of other advisers and has added ERISA plan services, providing both limited‑scope 3(21) advice and the ability to act as a 3(38) discretionary investment manager for retirement plans. The firm documents client goals and risk tolerances in written Investment Policy Statements and uses fundamental analysis, modern portfolio theory and quantitative methods with a long‑term trading orientation. Portfolios may include mutual funds, ETFs (including precious‑metal ETFs), fixed income (including TIPS), equities, non‑U.S. securities and private placements; Ketron requires custody through Schwab Institutional and may direct assets to third‑party managers such as Morningstar’s managed portfolios. Noteworthy features include managing about $384 million in discretionary assets with a three‑advisor team despite recent registration in 2024, and detailed disclosures of related‑party activities—some supervised persons are registered representatives of LPL Financial and one is a licensed insurance agent—which the firm identifies as potential conflicts and documents in client files. Ketron also discloses fee‑sharing arrangements with third‑party advisers, requires use of a specified custodian, and sets out ERISA‑specific procedures and excluded asset categories when serving as a plan fiduciary.

To learn more about the advisors currently working at Ketron Financial LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.