Kevin Kennedy, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Kevin Kennedy, LLC provides comprehensive financial planning and investment advisory services to individuals, pension plans, and not‑for‑profit organizations. The firm offers SEI-managed account programs, 401(k) plan consulting, and non‑discretionary monitoring of variable annuity holdings, with financial planning available on a one‑time or ongoing basis and included in advisory services.
The firm’s investment process relies on SEI Investment Management Corporation’s model portfolios and mutual fund managers for security selection and automated rebalancing, with Kevin Kennedy, LLC advising clients on asset allocation and model selection. Services are generally non‑discretionary; the firm does not take custody of client assets or vote proxies and will coordinate holdings custodied at other broker‑dealers when requested.
Notably, the firm reports assets under advisement of $248.5 million and no regulatory assets under management, and its disclosures emphasize work with retirement plans and institutional clients rather than a large base of high‑net‑worth or retail individual relationships. The firm also discloses principals’ outside affiliations (including insurance agency activities and service in banking/municipal roles), which are flagged as potential conflicts and are addressed in its disclosures.
Client services
Expertise
Fee options
$0 - $249,999: 1.25% $250,000 - $999,999: 1.00% $1,000,000 - $4,999,999: 0.80% $5,000,000+: 0.70%
Insurance commissions if client implements insurance recommendations through the advisor
Account minimum: $500,000 Minimum fee: $2,500 minimum annual fee Fee-only: Advisory fees based on asset tiers as above, no commissions for advisory services
Main office
See office1516 Oak Street, Suite 101
Alameda CA 94501
Advisors at this office
1
Offices (4)
Most active in
California · Louisiana
Also doing business as
Kevin Kennedy · Kevin Kennedy, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
Advisors at this firm
Amy F
CFP®, Series 66
Simi Valley, CA
Kevin Kennedy, LLC
Amy Friedman is a CFP® with 17 years of industry experience, currently serving as an advisor at Kevin Kennedy, LLC since 2024. She previously worked at Financial Security Solutions, Corp. and Osaic Wealth Inc. from 2015 to 2024. Outside of her advisory work, she is Vice President of Sled Dogs Productions, Inc., where she manages bookkeeping, invoicing, and billing. Kevin Kennedy, LLC provides comprehensive financial planning and investment advisory services to individuals, pension plans, and not-for-profit organizations. The firm utilizes SEI-managed account programs and offers consulting on 401(k) plans, relying on model portfolios and mutual fund managers for security selection and rebalancing.
Kevin K
CFP®, Series 63, Series 65
Alameda, CA
Kevin Kennedy, LLC
Kevin Kennedy is a CFP® with 28 years of industry experience and the principal of Kevin Kennedy, LLC, where he has worked since 2004. He also serves on the Board of Directors for Bank of Marin Bancorp. Additionally, he has been employed by the City of Alameda since 2000. Kevin Kennedy, LLC provides comprehensive financial planning and investment advisory services to individuals, pension plans, and not-for-profit organizations, utilizing SEI-managed account programs and model portfolios for asset allocation and investment selection. The firm primarily offers non-discretionary services and focuses on retirement plans and institutional clients.
William K
Series 63, Series 65
Rancho Mission Viejo, CA
Kevin Kennedy, LLC
William Kieran is a financial advisor at Kevin Kennedy, LLC with 21 years of industry experience. He holds Series 63 and Series 65 licenses and previously worked at Sei from 2015 to 2023. Kevin Kennedy, LLC provides financial planning and investment advisory services to individuals, pension plans, and not-for-profit organizations. The firm utilizes SEI Investment Management Corporation’s model portfolios and mutual fund managers for security selection and offers primarily non-discretionary services without taking custody of client assets.
Ryan K
Series 65
San Diego, CA
Kevin Kennedy, LLC
Ryan Kennedy is a financial advisor at Kevin Kennedy, LLC with two years of industry experience. He holds a Series 65 designation and has worked at Northwestern Mutual and Danielle Stanton Inc, among other firms. Ryan’s background also includes roles outside finance, such as positions at San Diego State University and Alameda Theater and Cineplex. Kevin Kennedy, LLC provides comprehensive financial planning and investment advisory services to individuals, pension plans, and not-for-profit organizations. The firm utilizes SEI-managed account programs and focuses on non-discretionary services, advising clients on asset allocation and model portfolio selection without taking custody of client assets.
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