A complete list of active advisors currently associated with Key Financial Concepts, Inc.

Warmer can help you find a great advisor at Key Financial Concepts, Inc. or one who fits your needs even better.

Key Financial Concepts, Inc. provides financial planning and investment advisory services primarily to individual clients, including high-net-worth households, and also serves certain pension, charitable, and corporate clients. The firm offers written comprehensive plans, consultation, seminars, and implements investment programs through managed-account offerings, model portfolios, third‑party managers, and affiliated brokerage and insurance channels. The firm manages client assets on a non‑discretionary basis and uses risk‑tolerance questionnaires, asset‑allocation modeling, portfolio optimization and rebalancing tools as part of its process, with an emphasis on long‑term mutual fund allocations and a mix of fundamental and technical analysis. Advisory services are delivered through an Osaic OneHub wealth management platform and related wrap/SMA/UMA programs, with execution and clearing capabilities provided through the broker‑dealer/custodial arrangements described in the brochure. Distinctive features include advisors who are also registered representatives of a broker‑dealer and licensed insurance agents, and the firm’s stated policy of not accepting discretionary authority—both of which are uncommon among peers in this category. The firm is small in scale (one advisor, roughly $11 million in non‑discretionary AUM, and about two dozen clients) and supplements planning and investment work with insurance product sales and tax‑preparation services, a combination that introduces implementation‑related compensation and associated supervisory disclosures.

To learn more about the advisors currently working at Key Financial Concepts, Inc., click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.