A complete list of active advisors currently associated with Keystone Asset Management LLC
Warmer can help you find a great advisor at Keystone Asset Management LLC or one who fits your needs even better.
Keystone Asset Management LLC manages private investment funds offered to sophisticated investors and provides advisory services to separately managed accounts on a discretionary or non‑discretionary basis. Investors in the Funds are generally required to be accredited investors and qualified purchasers, with the brochure noting a typical minimum initial investment of $1,000,000 (subject to waiver). The firm employs multi‑strategy, proprietary approaches that combine fundamental research, quantitative analysis, relative value, directional, macro and energy strategies and may use a wide range of instruments, including swaps, options, futures, credit derivatives, distressed and high‑yield securities and convertible instruments. Positions may be leveraged and the Funds frequently invest substantially in sub‑funds managed by the adviser; valuation and risk management are performed in‑house and the brochure describes model and valuation risks as potential sources of loss. What is notable relative to many peers is the firm’s extensive use of affiliated broker‑dealers and related persons for trade execution, clearing and FCM services, and the fact that certain Funds invest substantially in affiliated broker‑dealers that engage in options and equities market‑making; the brochure also discloses that Funds bear brokerage commissions and may participate in soft‑dollar arrangements, which can create potential conflicts of interest. The brochure further highlights the potential for layered fees and leverage when Funds invest in underlying sub‑funds the adviser manages, and that portions of management fees are used to develop KAM’s intellectual property, with the Funds retaining no ownership interest in that IP.
To learn more about the advisors currently working at Keystone Asset Management LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.
Name |
Location |
Years of experience |
|---|---|---|
Skokie, IL
| 15
|
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor’s Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and introductions are provided by FinanceHQ LLC (“FHQ”), a wholly-owned subsidiary of Warmer and an SEC-registered investment advisor. We receive compensation from certain participating advisors for introductions or referrals. This creates a conflict of interest because we have an incentive to recommend advisors who compensate us, including those who pay us more. You pay no fee to use our matching service, and advisor fees are not increased because of a referral or introduction. We do not review the ongoing performance of advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to our Terms of Service and Advisory Agreement, and acknowledge our Privacy Policy. Please review FHQ’s ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. (“Warmer”)