A complete list of active advisors currently associated with Keystone Investment Advisors, LLC

Warmer can help you find a great advisor at Keystone Investment Advisors, LLC or one who fits your needs even better.

Keystone serves individual and high‑net‑worth clients, as well as trusts, estates and other entities, providing ongoing investment management alongside comprehensive financial planning services such as retirement, tax, education and estate planning. The firm operates on a fee‑only basis and also offers standalone financial plans and hourly, limited‑scope engagements in addition to continuous asset management. Its investment approach emphasizes strategic asset allocation implemented with a core‑and‑satellite framework, using passively managed index funds and ETFs for core exposure and selectively adding active managers in satellite positions; investments are typically held in no‑load or load‑waived mutual funds and ETFs through discount broker custodians. Keystone formalizes client objectives in written investment policy statements, generally manages accounts on a discretionary basis under limited trading authority, and performs quarterly reviews with periodic net‑worth reporting. Distinctive features for a small advisory team include an advisory practice that explicitly does not sell securities or accept commissions, a policy that leaves proxy voting to clients rather than the firm, and routine personal‑trading oversight by the firm’s compliance program. The firm’s brochure also discloses a regulatory matter (Docket No. 180079, Dec. 7, 2018) noting a failure by the firm and its principals to file a GAAP balance sheet within the required timeframe.

To learn more about the advisors currently working at Keystone Investment Advisors, LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.