Keystone Wealth Management
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$120,425,753
Clients
207
Advisors
1
of 2 employees
About
Keystone Wealth Management provides investment advice and planning to individuals, high‑net‑worth clients, and small‑business retirement plan sponsors and participants. Services include discretionary and non‑discretionary portfolio management, financial planning and consulting, and retirement plan consulting.
Investment guidance is tailored to each client's objectives and is typically delivered through mutual funds and long‑term, fundamentally based strategies, with portfolios managed under discretionary authority when authorized. For retirement plans the firm offers fiduciary consulting — including investment policy statement preparation, fund selection recommendations, due diligence, monitoring, participant education, and individualized participant advice — while leaving final plan decisions to the sponsor.
The firm manages roughly $137 million in client assets for about 207 clients, a client‑to‑advisor ratio that is unusually high for independent advisers and notable among its peers. Keystone also discloses serving pension and profit‑sharing plan clients and providing pension consulting, and it notes adviser insurance licensure with commission compensation plus access to held‑away 401(k) credentials — arrangements that create custody and conflict‑of‑interest considerations addressed in its disclosures.
Client services
Expertise
Fee options
1% annually (negotiable, billed monthly in advance)
Commission-based compensation earned by Mr. Becker for selling insurance products (separate from advisory fees)
Main office
Waterloo IA
Advisors at this office
1
Most active in
Iowa · Minnesota · Texas · Wisconsin
Also doing business as
Keystone Wealth Management · Keystone Wealth Management Inc.
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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