A complete list of active advisors currently associated with KFICO, LLC Registered Investment Advisor
Warmer can help you find a great advisor at KFICO, LLC Registered Investment Advisor or one who fits your needs even better.
KFICO provides discretionary portfolio management, financial planning and consulting, and oversight services for managed‑account programs to individuals, high‑net‑worth clients, legacy trusts and estates, and businesses under de minimis rules. Portfolios are constructed from diversified mutual funds, ETFs, individual securities and insurance/annuity products placed through third‑party insurance companies. The firm follows an active asset‑management process that emphasizes asset allocation, portfolio design, sub‑advisor selection and risk management, generally with a long‑term orientation while permitting shorter‑term reallocations when appropriate. KFICO applies an internal due‑diligence process to select investments and may recommend reallocations, cash positions or sector/asset class shifts to align portfolios with clients’ stated objectives and risk tolerances. Notably, KFICO’s personnel are registered insurance representatives and the brochure discloses affiliations with insurance companies and the sale of annuities and life insurance, which can generate commissions and are identified as potential conflicts of interest. The firm has expanded its product lineup to include Defined Outcome ETFs, participates in managed‑account programs in an oversight role, operates with additional business activities beyond advisory work, and provides financial planning on both hourly and fixed‑fee bases.
To learn more about the advisors currently working at KFICO, LLC Registered Investment Advisor, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.
Name |
Location |
Years of experience |
|---|---|---|
Tustin, CA
| 24
|
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