KGL Financial Advisors, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
KGL Advisors is a small, state‑registered wealth management firm that serves individual and high‑net‑worth clients through combined financial planning and discretionary portfolio management. The firm reports roughly $30 million in assets under management for a limited client base and typically builds diversified portfolios using low‑cost mutual funds and ETFs while also employing individual stocks, bonds and options when appropriate.
Investment decisions are guided by fundamental analysis and a generally long‑term orientation, with portfolios monitored on a continuous basis and formal reviews conducted at least annually; the firm may rebalance or trade shorter‑term when client objectives or market conditions warrant. KGL implements strategies on a discretionary basis for accounts held at qualified custodians and bills fees as a percentage of assets under management.
KGL discloses an affiliation with an accounting firm and that a firm principal provides tax and accounting services which may be recommended to clients for a separate fee, reflecting a closer integration of financial planning and tax support than is typical among independents. The firm’s disclosures also indicate it may employ borrowing within separately managed accounts—a practice that is relatively uncommon among peers—which, together with its small, solo‑practitioner scale and credentialed accounting expertise, shapes a more tax‑aware, personalized service model.
Client services
Expertise
Fee options
$0 - $250,000: 2.00% $250,001 - $1,000,000: 1.50% $1,000,001 - $2,500,000: 1.25% $2,500,501 - $5,000,000: 1.00% $5,000,001+: 0.75%
Fee-only: Wealth management fees as described; no commissions or other compensation received.
Main office
2333 Waukegan Rd Ste 120
Bannockburn IL 60015
Advisors at this office
1
Most active in
Illinois · Louisiana · Texas
Also doing business as
Kgl Advisors, LLC · Kgl Financial Advisors, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor’s Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and introductions are provided by FinanceHQ LLC (“FHQ”), a wholly-owned subsidiary of Warmer and an SEC-registered investment advisor. We receive compensation from certain participating advisors for introductions or referrals. This creates a conflict of interest because we have an incentive to recommend advisors who compensate us, including those who pay us more. You pay no fee to use our matching service, and advisor fees are not increased because of a referral or introduction. We do not review the ongoing performance of advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to our Terms of Service and Advisory Agreement, and acknowledge our Privacy Policy. Please review FHQ’s ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. (“Warmer”)