Kimelman & Baird, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$1,384,459,000
Clients
242
Advisors
4
of 9 employees
About
Kimelman & Baird provides discretionary portfolio management and related financial planning for individuals, families, trusts, charitable organizations and institutional clients, including advice for certain retirement plans subject to ERISA. The firm delivers these services primarily through separately managed accounts held with qualified custodians and also offers a digitally delivered financial guidance tool (FinLife) as part of its advisory relationships.
The firm typically exercises full discretionary authority to implement client investment policies, using fundamental and technical analysis and a mix of long- and short-term strategies tailored to client objectives, tax status and risk tolerance. Clients may be billed under an asset-based fee program that covers trading or an asset-and-transaction fee program that combines advisory fees with per-share transaction charges; under the latter the firm may act as the executing broker.
Kimelman & Baird is dually registered as a broker-dealer and, by virtue of common ownership, executes certain client trades and retains transaction-based compensation on those accounts — a relationship and conflict acknowledged in its brochure. The firm manages roughly $1.48 billion in discretionary assets with a small advisory team, and its ADV discloses multiple past regulatory actions (NASD matters resolved in 2000, 2005, 2006 and 2010), features that are uncommon among comparable team firms.
Client services
Expertise
Fee options
Under $1,000,000 - $1,000,000: 1.50% $1,000,000 - $5,000,000: 1.25% Over $5,000,000+: 1.00%
Asset and Transaction Based Fee Program (ATBFP) with tiered fees plus commissions on trades ($0.07 to $0.15 per share, negotiated)
Account minimum: $500,000 Fee-only: Asset Based Fee Program (ABFP) with tiered fees as above, no transaction costs
Main office
800 Third Avenue, Suite 2300
New York NY 10022
Advisors at this office
4
Most active in
California · Connecticut · Florida · Maryland · Massachusetts · New Jersey · New York · Pennsylvania · Puerto Rico
Also doing business as
Kimelman & Baird, LLC · M. Kimelman & Co.
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Quick links
Advisors at this firm
Yasmeen M
Series 66
New York, NY
Kimelman & Baird, LLC
Yasmeen Mock is a financial advisor at Kimelman & Baird, LLC with 22 years of industry experience. She holds the Series 66 designation and has been with Kimelman & Baird since 2002. Outside of her advisory role, she serves on the finance committee of Lifeway Network, providing financial oversight to the organization. Kimelman & Baird offers discretionary portfolio management and financial planning services to individuals, families, trusts, charitable organizations, and institutional clients, employing both fundamental and technical analysis alongside tailored long- and short-term investment strategies.
Sheila B
Series 63
New York, NY
Kimelman & Baird, LLC
Sheila Baird is a financial advisor at Kimelman & Baird, LLC in New York, NY, with 59 years of industry experience. She has worked at Kimelman & Baird since 1966 and previously spent 24 years at Daeg Capital Management, LLC. Kimelman & Baird provides discretionary portfolio management to individuals, families, trusts, charitable and institutional investors, primarily through separately managed accounts. The firm uses fundamental and technical analysis to implement both long- and short-term trading strategies tailored to client objectives.
Sapan V
Series 63
New York, NY
Kimelman & Baird, LLC
Sapan Vyas is a financial advisor at Kimelman & Baird, LLC in New York, NY, with 23 years of industry experience. He has been with Kimelman & Baird since 2001 and holds a Series 63 designation. Outside of his advisory role, he serves on the Board of Trustees and the Investment Committee for the Bronx Children's Museum, volunteering to support fundraising and investment oversight. Kimelman & Baird provides discretionary portfolio management primarily through separately managed accounts to individuals, families, trusts, charitable, and institutional investors. The firm uses fundamental and technical analysis to implement tailored long- and short-term trading strategies and integrates digital financial guidance tools into its advisory services.
Scott K
Series 63
New York, NY
Kimelman & Baird, LLC
Scott Kimelman is a financial advisor at Kimelman & Baird, LLC with 33 years of industry experience. He has worked at Kimelman & Baird since 1994, with a 24-year tenure at Daeg Capital Management, LLC from 2000 to 2024. He holds the Series 63 designation. Kimelman & Baird provides discretionary portfolio management to individuals, families, trusts, charitable, and institutional investors, primarily through separately managed accounts. The firm uses fundamental and technical analysis to tailor long- and short-term trading strategies under written guidelines and conducts quarterly reviews.
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