King Capital Management LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
King Capital Management LLC is an independent, single-advisor registered investment adviser that provides continuous discretionary portfolio management to individual clients and tailored investment policies; the firm manages about $22.1 million for a small client base and generally seeks households with at least $1 million to invest while occasionally accepting smaller accounts. It also provides a non-continuous, flat-fee quarterly asset-allocation service for one company 401(k) client that is excluded from regulatory assets under management.
The firm implements a moderately tactical investment approach agreed with each client, using valuation models and external research and retaining discretion to trade more actively during periods of heightened market volatility, with client limits and restrictions documented in an Investment Policy. For clients electing additional services, the firm appoints a registered sub-advisor, Dirigo Private Wealth LLC, to provide non-discretionary investment management and ancillary services (financial planning, loss harvesting, gifting strategies); the sub-advisor’s sole investment advisor representative is a family member of the firm’s principal, and the adviser pays the sub-advisor’s fees while generally charging higher fees to clients who opt into that program.
Noteworthy features include the firm’s very small scale and solo-advisor structure—limited clients and direct oversight of trading and reviews—which produces individualized account handling and relatively informal review documentation. The firm requires non-retirement accounts to be custodied at Charles Schwab, discloses receipt of institutional services from that custodian, and in some cases deducts fees directly from client accounts (an arrangement the firm discloses as creating custody-related safeguards); the principal also trades personal accounts in the same securities as clients, with personal trades submitted after client orders.
Client services
Expertise
Fee options
Flat quarterly fee for asset allocation advice on one company 401k plan (approx. $300,000) on request
$0 - $499,999: 1.5% without Sub-Advisor, 1.7% with Dirigo Sub-Advisor $500,000 - $999,999: 1.0% without Sub-Advisor, 1.2% with Dirigo Sub-Advisor $1,000,000 - $2,999,999: 0.8% without Sub-Advisor, 1.0% with Dirigo Sub-Advisor $3,000,000+: Negotiable
Account minimum: $1,000,000 Fee-only: Flat fee basis for two clients with company retirement accounts; one $300,000 401k account charged flat quarterly fee for asset allocation advice on request
Main office
Nahville TN
Advisors at this office
1
Most active in
Tennessee · Texas
Disclosures
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Business activities & affiliations
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
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Trust company
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Fund sponsor
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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