King George Capital Mgmt, Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
King George Capital MGMT, Inc. is a small, supported advisory firm that manages roughly $40 million for about 56 clients with two advisors. The firm primarily serves individual investors (including high‑net‑worth clients), trusts, estates and retirement accounts and offers discretionary and non‑discretionary portfolio management, financial planning, and investment consulting—including management of mutual funds, equities, fixed income, ETFs, variable annuity allocations, and employer‑sponsored retirement plan assets.
The firm typically implements customized equity and fixed‑income portfolios and monitors them continuously, using both fundamental and technical analysis and, when appropriate, margin and options strategies. Management discretion is used where authorized, and the firm relies on custodial reporting (it custodians client assets with TD Ameritrade Institutional) for account valuation and client statements.
Distinctive aspects include the firm’s small team and $40 million scale combined with an unusually broad client mix for its category; in addition to typical individual and retirement clients, the firm’s client base includes institutional and public entities that are uncommon for peers — for example sovereign wealth funds, banking/thrift institutions, state or municipal governments, insurance companies and other investment advisers. The firm also maintains a long‑standing institutional custody relationship and a history of in‑house broker‑dealer activity, which is atypical for firms of this size.
Client services
Occupation focus
Fee options
0.5% to 1.5% per annum (negotiable)
Financial planning services generally $250 per hour (negotiable)
Account minimum: $100,000
Main office
See officeKing George VA
Advisors at this office
1
Offices (2)
Most active in
Virginia
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
Stephen B
CFP®, Series 63, Series 65
King George, VA
King George Capital Mgmt, Inc.
Stephen Brown is a CFP® certified financial advisor with 44 years of industry experience. He serves as president of King George Capital Management, Inc., where he has worked since 1997, and has also been associated with Capitol Securities Management since 2014. Outside of advisory work, he is involved in developing family-owned land into residential subdivisions. King George Capital Management, Inc. is a small supported advisory firm managing approximately $40 million for around 56 clients, including individual investors, trusts, estates, and retirement accounts. The firm offers customized equity and fixed-income portfolio management using fundamental and technical analysis, employing discretionary management where authorized.
Richard W
Series 63, Series 66
King George, VA
King George Capital Mgmt, Inc.
Richard Weart is a financial advisor at King George Capital Management, Inc. with 12 years of industry experience. He holds Series 63 and Series 66 licenses and previously worked at Equitable Advisors and Axa Advisors. Outside of his advisory role, he is involved as a sales associate with Dergalis Associates LLC and Realty Benefit Services, focusing on ancillary products and tax account programs marketed to real estate professionals. King George Capital Management, Inc. is a small, supported advisory firm managing approximately $40 million for around 56 clients, including individuals, trusts, estates, and retirement accounts. The firm offers customized equity and fixed-income portfolio management using fundamental and technical analysis, serving a broad client base that includes both private and institutional investors.
David D
Series 63, Series 66
King George, VA
King George Capital Mgmt, Inc.
David Dyer is a financial advisor at King George Capital Management, Inc. He holds Series 63 and Series 66 designations and has 24 years of industry experience. He has been associated with Kingsbridge Capital Corp. for 26 years. King George Capital Management is a small advisory firm managing approximately $40 million for around 56 clients, including individual investors, trusts, estates, and retirement accounts. The firm offers customized equity and fixed-income portfolio management, financial planning, and investment consulting, utilizing both fundamental and technical analysis and occasionally employing margin and options strategies.
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