Kingsbury Capital Investment Advisors LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$155,164,145
Clients
245
Advisors
6
across 3 offices
About
Kingsbury Capital Investment Advisors is an SEC‑registered independent investment adviser that serves individuals, high‑net‑worth clients, trusts, corporations, and retirement plans. The firm provides discretionary and non‑discretionary portfolio management, financial planning, account aggregation, and institutional retirement plan advisory and benchmarking services.
KCIA establishes client objectives via a detailed questionnaire and investment policy statement, then implements diversified portfolios using mutual funds, ETFs, individual equities and fixed‑income securities, supplemented by quantitative optimization and third‑party due‑diligence tools. Client accounts are reviewed periodically (with at least annual contact and quarterly reporting) and the firm works with custodial platforms and outside managers to execute and monitor investment programs.
Distinctive features disclosed in the brochure include that several KCIA representatives are also registered representatives of a broker‑dealer and hold insurance licenses, and the firm acknowledges that some advisors may receive commissions or insurance compensation, creating potential conflicts of interest. The firm operates from seven offices—unusual for teams of its size—and discloses a single past licensing enforcement event in 2013 (a temporary revocation related to unpaid taxes that was subsequently reinstated).
Client services
Expertise
Occupation focus
Fee options
Fixed financial planning fees generally range from $1,500 to $3,000
$0 - $1,000,000: 2.00% annually $1,000,000 - $5,000,000: 1.50% annually $5,000,000+: 1.25% annually
Certain advisory professionals may receive commissions for sale of securities and insurance products separately from advisory fees
Financial planning hourly fees range from $100 to $300 per hour; $250 per hour typical for financial planning
Account minimum: $50,000 Minimum fee: $2,500 annual minimum fee for institutional retirement investment advisory services Fee-only: Investment advisory fees based on assets under management; financial planning fees charged hourly or fixed fee; no commissions on advisory services
Main office
See officeWilmette IL
Advisors at this office
3
Offices (3)
Most active in
California · Florida · Illinois · Missouri · North Carolina · Ohio · Pennsylvania · Texas · Wisconsin
Also doing business as
Fincor Wealth Management LLC · Kingsbury Capital Investment Advisors LLC · Legacy Capital Wealth Advisors, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Quick links
Advisors at this firm
Daniel F
Series 63, Series 65
Huntersville, NC
Kingsbury Capital Investment Advisors LLC
Daniel Finnerty is a financial advisor with Kingsbury Capital Investment Advisors LLC, holding Series 63 and Series 65 licenses and 14 years of industry experience. He has worked at SW Financial and Kingsbury Capital, Inc. prior to his current role. Kingsbury Capital Investment Advisors is an SEC-registered firm serving individuals, high-net-worth clients, trusts, corporations, and retirement plans with portfolio management, financial planning, and institutional retirement advisory services. The firm typically manages accounts on a discretionary basis and offers ERISA-focused services for retirement-plan clients.
William V
Series 63, Series 65
Wilmette, IL
Kingsbury Capital Investment Advisors LLC
William Vellon is a financial advisor with Kingsbury Capital Investment Advisors LLC, holding Series 63 and Series 65 licenses and bringing 36 years of industry experience. He has been with Kingsbury Capital Investment Advisors LLC since 2008 and previously worked with Kingsbury Capital, Inc. and Cabot Lodge Securities LLC. Outside the investment industry, he is involved as President and Financial Advisor at Ten31 Farms, focusing on potential 1031/DST transactions, and also works as a health insurance sales representative for Medicare Advantage products through Insurance by the Sea/Tangram LLC. Kingsbury Capital Investment Advisors is an SEC-registered independent adviser serving individuals, high-net-worth clients, trusts, corporations, and retirement plans. The firm delivers discretionary and non-discretionary portfolio management, financial planning, and institutional retirement plan advisory services, using diversified portfolios supplemented by quantitative optimization and third-party due diligence.
David B
Series 66
Wilmette, IL
Kingsbury Capital Investment Advisors LLC
David Blitz is a financial advisor at Kingsbury Capital Investment Advisors LLC with nine years of industry experience. He holds the Series 66 designation and has worked at Kingsbury Capital Investment Advisors since 2017, following earlier roles including three years at Cabot Lodge Securities LLC. Blitz serves as a board member for the Cornerstone Condominium Association, managing homeowner affairs for a 15-unit community. Kingsbury Capital Investment Advisors is an SEC-registered independent adviser serving individuals, high-net-worth clients, trusts, corporations, and retirement plans. The firm offers portfolio management, financial planning, and institutional retirement plan advisory services, using diversified investment strategies supported by quantitative tools and third-party due diligence.
Richard M
Series 66
Winter Haven, FL
Kingsbury Capital Investment Advisors LLC
Richard Mcadams is a financial advisor at Kingsbury Capital Investment Advisors LLC with 25 years of industry experience. He holds a Series 66 designation and has worked at firms including Cabot Lodge Securities LLC and Cambridge Investment Research Advisors Inc. He is also a partner and Chief Investment Officer at Legacy Capital Wealth Advisors, LLC. Kingsbury Capital Investment Advisors is an SEC-registered firm serving individuals, high-net-worth clients, trusts, corporations, and retirement plans. The firm offers portfolio management, financial planning, and institutional retirement advisory services, often managing accounts on a discretionary basis with a focus on client objectives and risk tolerances.
Elisabeth D
Series 63, Series 65
Winter Haven, FL
Kingsbury Capital Investment Advisors LLC
Elisabeth Davis is a financial advisor with Kingsbury Capital Investment Advisors LLC in Winter Haven, FL, holding Series 63 and Series 65 licenses and bringing 25 years of industry experience. Her career includes roles at Osaic Advisory Services, Cabot Lodge Securities LLC, and Cambridge Investment Research Advisors Inc. She serves as a board member of W Insurance Group. Kingsbury Capital Investment Advisors is an independent SEC-registered firm serving individuals, high-net-worth clients, trusts, corporations, and retirement plans. The firm provides discretionary and non-discretionary portfolio management, financial planning, and institutional retirement plan advisory services, employing diversified portfolios supported by quantitative optimization and third-party due diligence.
Michael C
Series 63, Series 65
Wilmette, IL
Kingsbury Capital Investment Advisors LLC
Michael Collins is a financial advisor at Kingsbury Capital Investment Advisors LLC in Chicago, holding Series 63 and Series 65 designations with 26 years of industry experience. He previously worked at Robert W. Baird from 2010 to 2017 and was associated with Kingsbury Capital, Inc. from 2017 to 2019. Outside of his advisory work, he is a member of Valence Partners LLC, a member-managed LLC based in Chicago. Kingsbury Capital Investment Advisors is an SEC-registered firm serving individuals, high-net-worth clients, trusts, corporations, and retirement plans. The firm offers portfolio management, financial planning, and institutional retirement advisory services, often managing accounts on a discretionary basis and providing ERISA-focused services for retirement-plan clients.
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