Chicago, IL Office
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Kingsview Wealth Management, LLC
Multi-team
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About
Kingsview Wealth Management is an SEC‑registered, multi‑advisor wealth management firm that serves individuals (including high‑net‑worth clients), retirement plans, registered investment companies, endowments, trusts, and state or municipal clients. It provides financial planning, ongoing wealth management through Investment Adviser Representatives, and asset management via an internal portfolio group (Kingsview Investment Management) delivered through models, separately managed accounts and registered investment products.
Advisory services are offered on both discretionary and non‑discretionary bases, blending in‑house KIM strategies with third‑party managers and access to alternative investments through platform partnerships. Portfolios may include equities, fixed income, ETFs, options and other instruments, and the firm also licenses model portfolios to other advisers and provides participant account and ERISA 3(21)/3(38) retirement plan advisory services.
Distinctive features noted in the firm’s brochure include its role as investment adviser and sponsor to affiliated exchange‑traded funds (the Monarch ETFs) and its management of investment‑company assets, as well as personnel who are registered representatives of broker‑dealers (Foreside and The Leaders) and who engage in wholesaling and servicing activities for those products — arrangements the firm discloses as potential conflicts of interest. The firm also highlights that it serves state and municipal clients and that its parent company underwent a change in control in 2026 with the Lewis Family Trust and FTV Capital affiliates acquiring a controlling interest.
Based on Kingsview Wealth Management, LLC
Expertise
Based on Kingsview Wealth Management, LLC
Location
33 N La Salle St, Suite 2510
Chicago IL 60602
Advisors at this office
6
Advisors at this office
Joel F
Series 66
Chicago, IL
Kingsview Wealth Management, LLC
Joel Foster is a financial advisor at Kingsview Wealth Management, LLC in Chicago, IL, holding a Series 66 designation with 15 years of industry experience. He has worked at Kingsview Partners LLC and Kingsview Wealth Management since 2017 and previously spent six years at Edward Jones. Kingsview Wealth Management is a multi-advisor wealth management firm serving individuals, retirement plans, registered investment companies, endowments, trusts, and state or municipal clients. The firm offers financial planning, ongoing wealth management, and asset management through a combination of in-house strategies, third-party managers, and alternative investments.
Mitchell E
Series 65
Chicago, IL
Kingsview Wealth Management, LLC
Mitchell Ehmka is a financial advisor with Kingsview Wealth Management, LLC in Chicago, IL, holding a Series 65 designation and 14 years of industry experience. He has worked with Kingsview Asset Management since 2012 and has been associated with IB Group DAB Kingsview Financial since 2011, where he is involved in investment-related futures activities. Kingsview Wealth Management is an SEC-registered, multi-advisor firm serving individuals, retirement plans, registered investment companies, endowments, trusts, and municipal clients. The firm offers financial planning and wealth management through a combination of in-house portfolio strategies, third-party managers, and access to alternative investments.
Jacob B
Series 63, Series 65
Chicago, IL
Kingsview Wealth Management, LLC
Jacob Bauer is a financial advisor with Kingsview Wealth Management, LLC in Chicago, IL, holding Series 63 and Series 65 licenses and six years of industry experience. His prior roles include positions at Foreside Fund Services and Wintrust Financial. He currently serves as Vice President, Advisor Strategy at Kingsview Wealth Management, supporting advisor growth initiatives. Kingsview Wealth Management is an SEC-registered, multi-advisor firm serving individuals, retirement plans, registered investment companies, endowments, trusts, and state or municipal clients. The firm offers financial planning and wealth management services using a combination of in-house portfolio management, third-party managers, and alternative investments across discretionary and non-discretionary accounts.
Scott M
Series 63, Series 65
Chicago, IL
Kingsview Wealth Management, LLC
Scott Martin is a financial advisor at Kingsview Wealth Management, LLC with 25 years of industry experience. He holds Series 63 and Series 65 credentials and has worked at firms including United Advisors and Astor Asset Management. Outside of his advisory role, Martin is president and CEO of Accent Asset Management and contributes on-air to Fox Business Network. Kingsview Wealth Management is a multi-advisor SEC-registered firm serving individuals, retirement plans, endowments, trusts, and municipal clients. The firm offers financial planning and wealth management services using a blend of in-house strategies, third-party managers, and alternative investments across various asset classes.
Neil P
Series 65
Chicago, IL
Kingsview Wealth Management, LLC
Neil Peplinski is a financial advisor at Kingsview Wealth Management, LLC in Chicago, IL, holding a Series 65 designation with 21 years of industry experience. His prior roles include positions at Cedar Capital Advisors, LLC and Good Harbor Financial. Kingsview Wealth Management is a multi-advisor firm providing wealth management and financial planning services to individuals, retirement plans, endowments, trusts, and municipal clients. The firm combines in-house investment strategies with third-party managers and offers access to alternative investments through various platforms.
Timothy L
CFP®, Series 65
Chicago, IL
Kingsview Wealth Management, LLC
Timothy Lux is a CFP® and holds a Series 65 license with seven years of industry experience. He is currently with Kingsview Wealth Management, LLC and has previously worked at firms including Oxford Financial Group, Ltd. and Northwestern Mutual. Based in Chicago, IL, he has been with Kingsview in various roles since 2021. Kingsview Wealth Management is an SEC-registered, multi-advisor firm serving individuals, retirement plans, registered investment companies, endowments, trusts, and state or municipal clients. The firm offers financial planning and wealth management through a combination of internal portfolio management and third-party strategies, including discretionary and non-discretionary advisory services.
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