Chicago, IL Office

Team
Updated today

Client AUM

$8,537,924,971

Clients

12,143

Advisors

6

Of 116 advisors across 71 offices

Location

33 N La Salle St, Suite 2510

Chicago IL 60602

Advisors at this office

6

Advisors at this office

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Joel F

Series 66

Chicago, IL

Kingsview Wealth Management, LLC

Joel Foster is a financial advisor at Kingsview Wealth Management, LLC in Chicago, IL, holding a Series 66 designation with 14 years of industry experience. He has worked at Kingsview Wealth Management and Kingsview Partners since 2017 and was previously with Edward Jones from 2011 to 2017. Kingsview Wealth Management is an SEC-registered adviser managing approximately $6.7 billion and serving individuals, high-net-worth clients, pension and profit-sharing plans, trusts, charitable organizations, and businesses. The firm offers wealth management, financial planning, and asset management services through advisor-led and model-based strategies, including proprietary ETFs and access to alternative investments.

College savings (529s, UTMA, etc.) Tax strategies for small businesses Options & derivatives strategies Founder/Business Owner Retired
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Mitchell E

Series 65

Chicago, IL

Kingsview Wealth Management, LLC

Mitchell Ehmka is a financial advisor at Kingsview Wealth Management, LLC with 13 years of industry experience. He holds a Series 65 designation and has been associated with Kingsview Asset Management since 2012 and IB Group DAB Kingsview Financial since 2011. Kingsview Wealth Management is an SEC-registered adviser managing approximately $6.7 billion and serves individuals, high-net-worth clients, pension and profit-sharing plans, trusts, charitable organizations, and businesses. The firm offers wealth management, financial planning, and asset management services through advisor-led planning combined with model-based and separately managed strategies.

College savings (529s, UTMA, etc.) Tax strategies for small businesses Options & derivatives strategies Founder/Business Owner Retired
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Jacob B

Series 65, Series 63

Chicago, IL

Kingsview Wealth Management, LLC

Jacob Bauer is a financial advisor at Kingsview Wealth Management, LLC in Chicago, holding Series 65 and Series 63 licenses with six years of industry experience. He has worked at firms including Foreside Fund Services and Kingsview Partners, and served on the advisory strategy team at Kingsview Wealth Management. Kingsview Wealth Management serves a diverse client base including individuals, retirement plans, trusts, and corporate entities, providing wealth management, financial planning, and asset management through a network of advisers and an internal portfolio group. The firm offers tailored portfolio management across various securities and develops proprietary model strategies for separately managed accounts, ETFs, and third-party licensing.

College savings (529s, UTMA, etc.) Tax strategies for small businesses Options & derivatives strategies Founder/Business Owner Retired
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Scott M

Series 63, Series 65

Chicago, IL

Kingsview Wealth Management, LLC

Scott Martin is a financial advisor at Kingsview Wealth Management, LLC with 24 years of industry experience. He holds Series 63 and Series 65 designations and has been with Kingsview since 2016. Outside of his advisory role, Martin serves as President and CEO of Accent Asset Management, a media services company, and is a contributor to Fox Business Network. Kingsview Wealth Management serves a diverse client base including individuals, retirement plans, trusts, foundations, and corporate entities, offering wealth management, financial planning, and asset management through a network of Investment Adviser Representatives and an internal portfolio group. The firm focuses on tailored portfolio management and model strategy distribution across various securities and investment vehicles.

College savings (529s, UTMA, etc.) Tax strategies for small businesses Options & derivatives strategies Founder/Business Owner Retired
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Neil P

Series 65

Chicago, IL

Kingsview Wealth Management, LLC

Neil Peplinski is a financial advisor at Kingsview Wealth Management, LLC, holding a Series 65 designation with 20 years of industry experience. He has worked at Kingsview Partners LLC and Kingsview Wealth Management LLC since 2021, and previously spent 14 years at Cedar Capital Advisors, LLC and Good Harbor Financial, Inc. Kingsview Wealth Management is an SEC-registered adviser managing approximately $6.7 billion, serving individuals, high-net-worth clients, pension and profit-sharing plans, trusts, charitable organizations, and businesses. The firm combines advisor-led financial planning with model-based and separately managed strategies, offering a broad range of investment instruments and access to alternative investments through various platforms.

College savings (529s, UTMA, etc.) Tax strategies for small businesses Options & derivatives strategies Founder/Business Owner Retired
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Timothy L

CFP®, Series 65

Chicago, IL

Kingsview Wealth Management, LLC

Timothy Lux is a CFP® with seven years of industry experience currently serving at Kingsview Wealth Management, LLC. His work history includes roles at Oxford Financial Group, McAdam LLC, Wilkerson & Reynolds Wealth Management, and Northwestern Mutual. He has also been involved with Kingsview Partners in various capacities. Kingsview Wealth Management serves a diverse client base, including individuals, retirement plans, trusts, foundations, and corporate entities, offering wealth management, financial planning, and asset management through a network of advisers and an internal portfolio group. The firm combines discretionary portfolio management, proprietary model strategies, and access to alternative investments to support client portfolios.

College savings (529s, UTMA, etc.) Tax strategies for small businesses Options & derivatives strategies Founder/Business Owner Retired
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