KLK Capital Wealth Advisors LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
KLK Capital Wealth Advisors provides discretionary asset management and financial planning services to individuals, high‑net-worth individuals, trusts and estates. The firm also offers public seminars and workshops intended to educate attendees about different types of investments and the services the firm provides.
Investment decisions are informed by fundamental analysis and Modern Portfolio Theory and are tailored to each client’s stated objectives, time horizon and risk tolerance. Portfolios are managed on a discretionary basis with periodic reviews (typically quarterly or as market conditions dictate) and may include long‑ and short‑term strategies, rebalancing and tax‑loss harvesting where appropriate.
A notable aspect of the firm is that a principal is a licensed insurance agent who spends roughly 20% of his time on insurance activities and may offer insurance products for separate compensation; the firm discloses this potential conflict and permits clients to obtain products elsewhere. The firm’s practice of holding fee‑based, public educational seminars and workshops is also less common among similar independent advisors and is presented as general education rather than individualized advice.
Client services
Expertise
Fee options
Financial planning fixed fee of $500 per plan
$0 - $2,000,000: 1.00% annually $2,000,000 - $5,000,000: 0.90% annually $5,000,000+: 0.80% annually
Account minimum: $100,000 (may be lowered or waived in certain instances)
Main office
Abita Springs LA
Advisors at this office
1
Most active in
Louisiana
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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