Klocker Investment Advisers
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Klocker Investment Advisers works primarily with individuals and families, providing discretionary investment management and hourly investment consulting for clients who prefer to manage their own portfolios. The firm operates on a small scale, managing a limited number of client accounts with assets in the low millions and is open to other entity types as appropriate.
The firm’s process centers on a tactical investment strategy that shifts sector exposure based on current market conditions and tailors allocations from conservative to aggressive depending on client risk tolerance; option strategies may be used for clients who opt for higher risk. The adviser actively trades and rebalances accounts, directing transactions through a low-cost custodian to reduce per-trade costs while noting that frequent trading can produce short‑term taxable events.
Distinctive features include the principal’s multi-decade personal trading experience and a recent formation as an independent RIA, a stated refusal to accept commissions or third‑party revenue and a policy against recommending mutual funds. The firm also discloses personal trading in the same securities as clients, does not aggregate client trades, does not vote client proxies (clients retain voting authority), and may accept performance‑based arrangements only for qualified investors, though it currently does not manage such accounts.
Client services
Expertise
Fee options
1.25% annually
$295 per hour for investment advice only
Available only to qualified accredited investors with a brokerage account or net worth over $1.1 million; fee is 1.25% AUM plus 20% of capital gains on profitable sales
Account minimum: $10,000.00
Main office
Sioux Falls SD
Advisors at this office
1
Most active in
South Dakota
Also doing business as
Klocker Investment Advisers · Klocker Investment Advisory
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
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