Knight of California LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$9,638,148
Clients
7
Advisors
1
of 1 employees
About
Knight of California LLC provides discretionary portfolio management and ongoing wealth-management advice primarily to individual and high‑net‑worth clients. The firm typically charges asset‑based fees and tailors portfolios after an initial consultation and completion of investor questionnaires.
Its investment process draws on a mix of fundamental analysis, modern portfolio theory, technical and charting analysis, and both long‑ and short‑term trading; the firm also references option‑writing and margin transactions among the strategies it may use. Knight of California emphasizes risk management and may hold elevated cash allocations when it judges market risk to be high, and it generally executes trades and custodial services through Charles Schwab.
What is distinctive is the firm’s small scale and concentrated client base — about $12.85 million in discretionary assets across a handful of client accounts — combined with the explicit use of margin and option strategies in separately managed accounts. The firm also routinely directs custody to an institutional Schwab platform, which provides third‑party research and operational services not always available to similar solo advisers.
Client services
Expertise
Fee options
$0 - $2,000,000: 1.25% (accounts below $2,000,000 accepted at discretion, fee 1.25%) $2,000,000 - $5,000,000: 1.25% $5,000,000 - $15,000,000: 1.00% $15,000,000+: 0.85%
Account minimum: $2,000,000 Fee-only: Portfolio management fees as percentage of AUM; no commissions or other fees charged.
Main office
Carmel CA
Advisors at this office
1
Most active in
California · Kentucky
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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