A complete list of active advisors currently associated with Kobata Financial

Warmer can help you find a great advisor at Kobata Financial or one who fits your needs even better.

Kobata Financial provides comprehensive and modular financial planning and general investment advice to a range of clients, including individuals, pension and profit‑sharing plans, trusts, estates, charitable organizations, corporations and other business entities. The firm does not sponsor a wrap fee program and does not take physical custody of client assets or provide discretionary asset management. Its analytical approach combines fundamental and technical security analysis with asset‑allocation principles rooted in Modern Portfolio Theory to produce written financial plans and targeted recommendations; the firm offers a free initial consultation and encourages at least annual plan reviews. Implementation is left to clients or may be assisted by the firm’s principal in his separate capacities with a broker‑dealer and insurance carriers. Noteworthy disclosures in the brochure include the principal’s dual roles as an investment advisory representative and registered principal of a broker‑dealer and as a licensed insurance agent, relationships that can generate commissions and other conflicts of interest that the firm says it will disclose and manage. The firm’s planning engagement model relies on hourly or flat fees rather than percentage‑of‑assets or performance‑based compensation, and it directs clients to independent custodians for trade execution and account custody.

To learn more about the advisors currently working at Kobata Financial, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.