KOM Wealth Management Group, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$407,220,384
Clients
567
Advisors
6
of 7 employees
About
KOM Wealth Management Group provides financial planning, consulting, and ongoing investment management to individuals (including high‑net‑worth clients), pension and profit‑sharing plans, trusts, estates, charitable organizations, and business entities. Services include discretionary and non‑discretionary portfolio management, allocation recommendations for variable annuities and employer‑sponsored retirement plans, and referrals to independent money managers.
The firm combines fundamental, technical, and cyclical analysis with strategies that range from long‑term buy‑and‑hold to shorter‑term trading, options, margin, and use of third‑party managers, and it conducts regular monitoring and at‑least‑annual reviews of managed accounts. KOM issues client reports and other firm communications that may include market‑related information — a practice the brochure highlights and that is relatively uncommon among similar team firms (periodicals/newsletters are rare).
KOM’s brochure discloses a broader-than‑typical menu of complex and alternative offerings — including structured notes, buffer ETFs, private placements for accredited investors, direct indexing, securities‑backed lines of credit, and a stated position on cryptocurrency exposure — and it documents related operational and risk considerations. The firm also notes affiliated insurance activities (commissionable insurance sales by advisory affiliates), participation in fee‑sharing arrangements with independent managers such as Zacks, and that it imposes no account minimums, which are distinguishing operational features relative to many peers.
Client services
Expertise
Fee options
Financial planning and consulting fixed fees generally range from $1,250 to $14,000 annually.
Certain affiliated persons earn commission-based compensation for selling insurance products separate from advisory fees.
Hourly financial planning and consulting fees range from $125 to $400 per hour.
Fee-only: Financial planning and consulting fees generally range from $1,250 to $14,000 annually on a fixed fee basis and/or $125 to $400 per hour.
Main office
3601 E. Evergreen Drive, Suite 100
Appleton WI 54913
Advisors at this office
6
Most active in
Florida · Illinois · Michigan · Minnesota · Texas · Wisconsin
Also doing business as
Kerntke Otto Mcglone Wealth Management Group · Kom Wealth Management Group, LLC · Spring Advisors, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Quick links
Advisors at this firm
Kenneth M
Series 65
Appleton, WI
KOM Wealth Management Group, LLC
Kenneth Mc Glone is a financial advisor with KOM Wealth Management Group, LLC and holds a Series 65 designation. He has five years of industry experience and has worked at Kerntke Otto McGlone Wealth Management Group since 2020. Outside of finance, he owns and operates McGlone Fitness Group, a fitness center. KOM Wealth Management Group provides financial planning, consulting, and investment management services to individuals, including high-net-worth clients, as well as pension and profit-sharing plans, trusts, estates, charitable organizations, and business entities. The firm utilizes a combination of fundamental, technical, and cyclical analysis, offering a wide range of strategies from long-term buy-and-hold to options trading and engages in regular account monitoring and client communications.
Kaley K
Series 65
Appleton, WI
KOM Wealth Management Group, LLC
Kaley Klepps is a Series 65 credentialed financial advisor with five years of industry experience. She is currently with KOM Wealth Management Group, LLC and has prior work experience at Kerntke Otto McGlone Wealth Management Group and ManpowerGroup. In addition to her advisory role, she is an independent insurance agent for various companies. KOM Wealth Management Group offers financial planning, consulting, and investment management services to a diverse client base including individuals, trusts, charitable organizations, and business entities. The firm employs a range of strategies from fundamental to technical analysis and provides extensive client communications and access to complex investment options.
Richard O
CFP®, Series 63
Appleton, WI
KOM Wealth Management Group, LLC
Richard Otto is a CFP® with 34 years of industry experience, currently serving at KOM Wealth Management Group, LLC. He has been associated with Kerntke Otto Mcglone Wealth Management since 2007. In addition to his advisory role, he is an independent insurance agent representing various independent insurance companies. KOM Wealth Management Group provides financial planning, consulting, and investment management to individuals, pension plans, trusts, and other entities. The firm employs a diverse range of strategies from long-term buy-and-hold to short-term trading and offers a broader menu of complex and alternative investment options.
Troy S
Series 66
Appleton, WI
KOM Wealth Management Group, LLC
Troy Sommerfeld is a financial advisor with KOM Wealth Management Group, LLC in Appleton, WI. He holds a Series 66 designation and has six years of industry experience, including prior roles at Ameriprise Financial Services and Omega Thermo Products. He is also an independent insurance agent representing various insurance companies. KOM Wealth Management Group offers financial planning, consulting, and investment management to individuals, pension plans, trusts, charitable organizations, and businesses. The firm employs a range of strategies from long-term investing to shorter-term trading and provides a diverse menu of complex and alternative investment options.
James M
CFP®, Series 63
Appleton, WI
KOM Wealth Management Group, LLC
James Mcglone is a Certified Financial Planner® with 31 years of experience in the financial services industry. He has been with Kerntke Otto McGlone Wealth Management Group since 2007. Outside of advising, he is also an independent insurance agent. KOM Wealth Management Group serves individuals, pension and profit-sharing plans, trusts, estates, charitable organizations, and business entities. The firm employs a range of investment strategies from long-term buy-and-hold to shorter-term trading and offers complex and alternative investment options, along with comprehensive client reporting and regular account reviews.
Macy S
Series 65
Appleton, WI
KOM Wealth Management Group, LLC
Macy Strickland is a financial advisor at KOM Wealth Management Group, LLC with a Series 65 designation and one year of industry experience. Prior to joining KOM, Macy worked at Eastern Illinois University and the University of Wisconsin, and has experience with the Kerntke Otto McGlone Wealth Management Group and Hortonville Area School District. KOM Wealth Management Group is an SEC-registered firm managing over $385 million in client assets and serves individuals, high-net-worth clients, pension plans, trusts, estates, charitable organizations, and businesses. The firm employs a continuous-monitoring investment approach using cyclical, fundamental, and technical analysis, offering a range of strategies that include trading, margin, option writing, and complex instruments, supplemented by periodic client communications beyond standard reporting.
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