Komich Capital Advisors
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$22,331,717
Clients
88
Advisors
1
of 1 employees
About
Komich CapitalAdvisors is a small, state-registered independent advisory firm that serves individuals, trusts, pension plans and business entities. It offers comprehensive financial planning and discretionary and non‑discretionary investment management, including allocations to ETFs, individual debt securities, mutual funds, third‑party managed accounts, and advice related to variable life/annuity products and employer‑sponsored retirement plans.
The firm bases recommendations on a household balance sheet and needs analysis, matching time horizon and risk tolerance, and employs after‑tax expected total return and historical volatility analysis when determining portfolio allocations. Portfolios are implemented primarily through custodial relationships and reviewed on an ongoing basis (generally at least quarterly), with services often delivered as an integrated financial planning and investment management engagement.
Noteworthy for a solo independent adviser, the firm discloses multiple solicitation and referral relationships with outside CPAs and a multi‑family office and states these arrangements may involve referral fees, reflecting an active third‑party referral network. The brochure also highlights the firm’s role in implementing insurance and annuity products and its acceptance of business‑entity clients, features that are less common among similar independent advisers.
Client services
Expertise
Fee options
Fixed fee financial plans may be offered at KCA's sole discretion depending on complexity
$0 - $540,000: Flat fee $5,400 annually $540,000 - $10,000,000: 1.00% annually $10,000,000+: 0.50% annually
Account minimum: $540,000 Minimum fee: Minimum annual investment management fee of $5,400
Main office
4175 Veterans Memorial Hwy Suite 300
Ronkonkoma NY 11779
Advisors at this office
1
Most active in
Florida · Massachusetts · New York
Also doing business as
Komich Capital Advisors · Komich Capital Advisors, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
Forms ADV
Quick links
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor's Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and referrals are provided by FinanceHQ LLC ("FHQ"), a wholly-owned subsidiary of Warmer and an SEC-registered investment adviser. We may be compensated by participating advisors. You pay no fee to use our matching service, and advisor fees are not increased because of a referral. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to the Warmer Terms of Service and FHQ Advisory Agreement, and acknowledge Warmer's Privacy Policy. Please review FHQ's ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")