Komons Financial LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$35,101,329
Clients
102
Advisors
1
of 1 employees
About
Komons Financial LLC provides asset management, financial planning, and recommendations of third‑party money managers to individuals, high‑net‑worth individuals, corporations, and other business entities. The firm works with both custodial accounts and held‑away retirement and health savings accounts (for example, 401(k)s and HSAs).
Komons manages client relationships on both discretionary and non‑discretionary bases and describes an investment process that draws on technical analysis, modern portfolio theory, and an evidence‑based approach, with quarterly account reviews. For held‑away accounts the firm uses an order management system to implement tax‑efficient asset‑location and opportunistic rebalancing and may recommend TPMMs when a manager’s strategy better matches a client’s objectives.
Distinctive features include active work with pension and profit‑sharing/401(k) plan assets and operational procedures for managing and billing held‑away accounts (including assigning fees to a taxable account when direct debiting is not possible). The firm is a solo practice managing roughly $35.7 million in client assets split between discretionary (~$19.7M) and non‑discretionary (~$16.0M) accounts, and its principal is also a licensed insurance agent who may receive insurance commissions (a disclosed conflict of interest); the firm may also receive fee shares from recommended TPMMs.
Client services
Expertise
Fee options
Fixed financial planning fee beginning at $15,000 annually plus ongoing fees for individuals and couples
$0 - $750,000.00: 1.25% $750,000.01+: 1.00%
$300 per hour for financial planning and consulting
Ongoing financial planning fees monthly: $295/month for individuals, $595/month for couples
Account minimum: $150,000 Fee-only: Financial planning and consulting fees are negotiable; hourly fees at $300 per hour, fixed fees starting at $15,000 annually plus monthly ongoing fees ($295/month individuals, $595/month couples)
Main office
2236 Woodcreek
Carrollton TX 75006
Advisors at this office
1
Most active in
Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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