A complete list of active advisors currently associated with Kompass Financial Advisors, Inc.

Warmer can help you find a great advisor at Kompass Financial Advisors, Inc. or one who fits your needs even better.

Kompass Financial Advisors provides investment advisory services to individuals, trusts, estates, charitable organizations and business entities, offering discretionary asset management primarily through SEI mutual fund model portfolios, third‑party manager (TPM) referrals, and management of fee‑based fixed index annuities. The firm oversees roughly $8.93 million in client assets across a small number of client relationships and supports implementation and ongoing account servicing for the strategies it recommends. The firm’s investment process emphasizes the use of model allocations and TPM programs, acting as a liaison to select, onboard and monitor third‑party managers while performing periodic account reviews and client suitability updates. Kompass customizes client engagements within those TPM frameworks and discloses that its compensation is predominantly percentage‑of‑AUM while it also receives referral and servicing fees from the TPMs it recommends. Distinctive aspects include an affiliated insurance agency through which the firm’s principal is licensed to sell life, health, property/casualty and annuity products, a practice that generates commission compensation and is disclosed as a potential conflict of interest. The brochure also discloses a material regulatory event: a May 2024 Consent Order with the Nebraska Department of Banking & Finance for a registration lapse (a $10,700 fine that was paid), and the firm offers pension consulting/limited‑scope ERISA 3(21) services, both of which are less common among independent peers.

To learn more about the advisors currently working at Kompass Financial Advisors, Inc., click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.