Kopka Financial, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$21,361,218
Clients
36
19% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
36
HighAverage account size
$593,367
About
Kopka Financial is a small, independent registered investment adviser serving individual and high‑net‑worth clients through discretionary portfolio management, financial planning, and hourly consulting. The firm combines ongoing asset management with standalone planning engagements and occasional non‑discretionary advice.
The firm’s investment work is tailored to each client and emphasizes customized, tax‑aware portfolio construction—noting that certain taxable accounts may be transitioned gradually over multiple years to avoid short‑term gains. It uses a mix of approaches (including fundamental and technical analysis and long‑ and short‑term strategies), monitors accounts on an ongoing basis, and conducts at least annual reviews.
Compared with many solo advisers, Kopka Financial publicly documents ancillary services that are less common: the principal conducts public speaking and offers educational seminars to community colleges, caregiving groups, and widows’ organizations, and the brochure describes fee‑based annuity considerations as a potential client option. The firm is modest in scale—managing roughly $21.3 million for about 36 clients—and the principal’s prior roles at other advisory firms and access to institutional custodial research are highlighted in the brochure.
Client services
Financial planning
Portfolio management
Educational seminars or workshops
Financial consulting
Expertise
Tax-loss harvesting
Income planning
Wealth management
Retirement withdrawal strategies
Demographic focus
Women Professionals
Sandwich Generation
Fee options
Financial planning fixed fees range from $8,000 - $14,000; educational services fees from $50 - $10,000 per engagement
Less than $100,000 - $100,000: Flat fee of $1,500 capped at 2.00% $100,001 - $250,000: 1.50% $250,001 - $750,000: 1.25% $750,001 - $1,500,000: 1.00% Above $1,500,000+: 0.90%
$300 per hour for financial planning and consulting services
Account minimum: $100,000 Minimum fee: $1,500 minimum fee capped at 2.00% annually, may be waived at discretion Fee-only: Financial planning fixed fees range between $8,000 - $14,000; hourly fee $300 per hour; financial consulting hourly fee $300 per hour; educational services fees range from $50 - $10,000 per engagement
Main office location
Kopka Financial, LLC
Wilmington NC, United States
Number of offices
1
Most active in
Kopka Financial, LLC has reported serving >5 clients in these states in the last 12 months.
North Carolina
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
Forms ADV
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