Kopp Financial
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$1,700,000
Clients
11
0% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
11
LowAverage account size
$154,545
About
Kopp Financial provides investment advisory and financial planning services to individuals, trusts, estates, charitable organizations, and business entities, offering portfolio management across equities, fixed income, mutual funds, ETFs and other common securities. The firm manages a very small number of discretionary client accounts — collectively about $1.6 million in assets — and documents clients’ financial situations and objectives to prepare and implement customized investment recommendations.
The firm’s investment approach emphasizes diversification across stocks, bonds and cash, a preference for low‑cost index-style investments, and fundamental analysis of individual securities using publicly available filings such as 10‑Ks. Portfolios are tailored to each client’s risk tolerance, income needs, and time horizon; Kopp Financial typically operates with discretionary trading authority and performs comprehensive account reviews and reporting at least quarterly.
Noteworthy features for a firm of this scale include an unusually small client base and a billing cadence in which monthly fees are presented but billed and collected on a quarterly basis at the start of each calendar quarter. The firm maintains a formal code of ethics with quarterly personal‑trading reporting and required approval before participation in IPOs or limited offerings, does not recommend specific insurance products, and relies on third‑party custodians rather than taking custody of client assets.
Client services
Financial planning
Portfolio management
Expertise
Passive / index investing
Fee options
$0 - $149,999: Minimum fee of $44/month ($29/month for seniors) $150,000+: 0.35% annually
Account minimum: $150,000 Minimum fee: $44/month (standard clients), $29/month (seniors) for balances under $150,000 Fee-only: 0.35% annually on assets $150,000 and above; minimum monthly fees for smaller balances
Main office location
Kopp Financial
Green Bay WI, United States
Number of offices
1
Most active in
Kopp Financial has reported serving >5 clients in these states in the last 12 months.
Wisconsin
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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