Kozak & Tripp Private Asset Management, Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$793,411,646
Clients
775
Advisors
3
of 10 employees
About
Kozak & Tripp Private Asset Management provides discretionary and non-discretionary investment management, financial planning, consulting, and employer-sponsored retirement plan advisory services to individuals, high net worth clients, trusts, estates, corporations, and plan sponsors. The firm manages client portfolios across equities, ETFs, mutual funds, bonds and REITs, and also advises on annuities and employer plan investments.
The firm emphasizes active portfolio management with a disciplined process that balances asset allocation and security selection, drawing on Modern Portfolio Theory metrics (e.g., beta, alpha, Sharpe ratio, R-squared) and both fundamental and technical analysis. It seeks institutional share classes where available, uses third-party research and reporting tools, and integrates planning coordination with clients’ other advisors.
Kozak & Tripp’s size and operating model are notable: it reports roughly $813 million in assets across about 775 clients with two advisors, yielding an unusually high client load and AUM per advisor (roughly $406 million and about 388 clients per advisor), a configuration that is uncommon among comparable team firms. The firm also offers ERISA 3(21) retirement-plan services, uses third-party administrative and AI-enabled platforms for reporting and client management, and its advisors maintain small insurance practices, reflecting a mix of plan advisory, planning, and scaled operational infrastructure.
Client services
Expertise
Occupation focus
Fee options
Financial planning fixed fees range from $1,000 to $10,000; consulting fees range from $1,000 to $20,000, negotiated based on complexity
$0+: Negotiable fees with a maximum of 1.50% annually, with discounts (breakpoints) on an individual account basis N/A+: Lower fees may be negotiated based on account size, complexity, activity, or other reasons agreed with client
$250 per hour (used for prorated fees upon termination of financial planning services)
Fee-only: Investment management fees based on percentage of assets under management, billed quarterly in advance; no commissions accepted by firm; separate financial planning fees may apply.
Main office
1805 Shea Center Drive, Suite 220
Highlands Ranch CO 80129
Advisors at this office
3
Most active in
Arizona · California · Colorado · Florida · Georgia · Idaho · Illinois · Louisiana · Nebraska · New Hampshire · New Jersey · New York · Pennsylvania · Texas · Utah · Virginia · Washington · Wisconsin
Also doing business as
Kozak & Associates, Inc. · Kozak & Tripp Private Asset Management, Inc. · Kozak Tripp
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Quick links
Advisors at this firm
Trevor T
Series 66
Highlands Ranch, CO
Kozak & Tripp Private Asset Management, Inc.
Trevor Tripp is a financial advisor at Kozak & Tripp Private Asset Management, Inc. with 17 years of industry experience. He holds the Series 66 designation and has worked at Private Client Services and Cetera Advisors LLC prior to his current role. Kozak & Tripp provides investment management, financial planning, consulting, and retirement plan advisory services to individuals, high net worth clients, trusts, estates, corporations, and plan sponsors. The firm emphasizes active portfolio management using a disciplined process that incorporates Modern Portfolio Theory metrics and both fundamental and technical analysis.
Christopher K
Series 63, Series 66
Highlands Ranch, CO
Kozak & Tripp Private Asset Management, Inc.
Christopher Kozak is a financial advisor at Kozak & Tripp Private Asset Management, Inc. with 18 years of industry experience. He holds Series 63 and Series 66 licenses and has worked at firms including Cetera Advisors LLC and Igc, LLC. Kozak & Tripp Private Asset Management provides investment management, financial planning, consulting, and retirement plan advisory services to individuals, high net worth clients, trusts, estates, corporations, and plan sponsors. The firm employs an active portfolio management approach using Modern Portfolio Theory metrics, fundamental and technical analysis, and integrates planning coordination with clients’ other advisors.
Connor C
Series 65
Highlands Ranch, CO
Kozak & Tripp Private Asset Management, Inc.
Connor Crockett is a financial advisor at Kozak & Tripp Private Asset Management, Inc. He holds a Series 65 designation and has two years of industry experience. Prior to joining Kozak & Tripp, his work history includes roles outside the financial sector and ongoing student status since 2014. Kozak & Tripp Private Asset Management offers discretionary and non-discretionary investment management, financial planning, consulting, and retirement plan advisory services to individuals, high net worth clients, trusts, estates, corporations, and plan sponsors. The firm emphasizes active portfolio management using Modern Portfolio Theory metrics and integrates planning coordination with clients’ other advisors.
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