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Kozak & Tripp Private Asset Management, Inc.

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Client assets under management

$793,411,646

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Clients

775

20% high-net-worth

Advisors

2

of 10 employees

Firm type

Team

5-30 advisors or >$500M in AUM

More info

Clients per advisor

388

Very High

Average account size

$1,023,757

About

Kozak & Tripp Private Asset Management provides discretionary and non-discretionary investment management, financial planning, consulting, and employer-sponsored retirement plan advisory services to individuals, high net worth clients, trusts, estates, corporations, and plan sponsors. The firm manages client portfolios across equities, ETFs, mutual funds, bonds and REITs, and also advises on annuities and employer plan investments.

The firm emphasizes active portfolio management with a disciplined process that balances asset allocation and security selection, drawing on Modern Portfolio Theory metrics (e.g., beta, alpha, Sharpe ratio, R-squared) and both fundamental and technical analysis. It seeks institutional share classes where available, uses third-party research and reporting tools, and integrates planning coordination with clients’ other advisors.

Kozak & Tripp’s size and operating model are notable: it reports roughly $813 million in assets across about 775 clients with two advisors, yielding an unusually high client load and AUM per advisor (roughly $406 million and about 388 clients per advisor), a configuration that is uncommon among comparable team firms. The firm also offers ERISA 3(21) retirement-plan services, uses third-party administrative and AI-enabled platforms for reporting and client management, and its advisors maintain small insurance practices, reflecting a mix of plan advisory, planning, and scaled operational infrastructure.

Client services

Financial planning Portfolio management Consulting

Expertise

Concentrated stock management College savings (529s, UTMA, etc.) Charitable giving & philanthropy Retirement plans for business owners (SEP, solo 401k)

Occupation focus

Founder/Business Owner Executive

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Fee options

Fixed

Financial planning fixed fees range from $1,000 to $10,000; consulting fees range from $1,000 to $20,000, negotiated based on complexity

Percentage

$0+: Negotiable fees with a maximum of 1.50% annually, with discounts (breakpoints) on an individual account basis N/A+: Lower fees may be negotiated based on account size, complexity, activity, or other reasons agreed with client

Project-based

$250 per hour (used for prorated fees upon termination of financial planning services)

Other

Fee-only: Investment management fees based on percentage of assets under management, billed quarterly in advance; no commissions accepted by firm; separate financial planning fees may apply.

Main office location

Kozak & Tripp Private Asset Management, Inc.

1805 Shea Center Drive, Suite 220

Highlands Ranch CO 80129, United States

Number of offices

1

Most active in

More info

Arizona · California · Colorado · Florida · Georgia · Idaho · Illinois · Louisiana · Nebraska · New Hampshire · New Jersey · New York · Pennsylvania · Texas · Utah · Virginia · Washington · Wisconsin

Disclosures

More info

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

More info

Forms ADV

Form ADV Part 2: Client Brochure Form ADV Part 3: Client Relationship

Quick links

Facebook X Website 303-847-4045

Advisors at this firm

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Trevor T

Series 66

Highlands Ranch, CO

Kozak & Tripp Private Asset Management, Inc.

Trevor Tripp is a financial advisor with Kozak & Tripp Private Asset Management, Inc. He holds a Series 66 designation and has 16 years of industry experience. His prior roles include positions at Cetera Advisors LLC and Private Client Services. Kozak & Tripp Private Asset Management offers investment management, financial planning, consulting, and retirement plan advisory services to individuals, high net worth clients, trusts, estates, corporations, and plan sponsors. The firm employs an active portfolio management approach grounded in Modern Portfolio Theory metrics and combines fundamental and technical analysis while serving a large client base with a high asset-under-management per advisor ratio.

Concentrated stock management College savings (529s, UTMA, etc.) Charitable giving & philanthropy Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive
user avatar

Christopher K

Series 63, Series 66

Highlands Ranch, CO

Kozak & Tripp Private Asset Management, Inc.

Christopher Kozak is a financial advisor at Kozak & Tripp Private Asset Management, Inc. with 17 years of industry experience. He holds Series 63 and Series 66 licenses and has worked at Kozak & Associates, Inc., Igc, Lcc, and Cetera Advisors LLC. Kozak & Tripp Private Asset Management serves individuals, high net worth clients, trusts, estates, corporations, and plan sponsors with discretionary and non-discretionary investment management, financial planning, consulting, and retirement plan advisory services. The firm uses active portfolio management guided by Modern Portfolio Theory metrics, fundamental and technical analysis, and offers a range of investment options including equities, ETFs, mutual funds, bonds, and REITs.

Concentrated stock management College savings (529s, UTMA, etc.) Charitable giving & philanthropy Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive
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