Krozell Capital Management, LLC

Krozel Capital Management serves individual and high-net-worth clients, offering ongoing portfolio management and financial planning or consulting on an hourly or fixed-fee basis. The firm reports approximately $9.5 million in discretionary assets under management across 31 client accounts and provides both discretionary managed-account services and standalone planning engagements.

Investment advice is tailored to client objectives, risk tolerance and time horizon, and strategies may include asset allocation, dollar-cost averaging, technical analysis, and a mix of short- and long-term purchases; accounts are reviewed at least quarterly and trades are monitored regularly. The firm also publishes periodic newsletters and offers educational seminars and workshops at no charge to clients as part of its client education efforts.

A distinctive aspect of the firm is its affiliation with a tax and accounting practice owned by the firm’s principal, who allocates roughly half of her time to that CPA practice and may recommend those accounting and tax services to advisory clients (a relationship the brochure discloses as a potential conflict of interest). The integration of tax/accounting services with investment advice, plus the firm’s small, boutique scale and its regular publication and seminar offerings, is atypical among peers.