KRS Tax & Investments Inc.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$15,096,141
Clients
20
50% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
20
TypicalAverage account size
$754,807
About
KRS Tax & Investments provides discretionary portfolio management to individual and high‑net‑worth clients, managing roughly $15.1 million across about 20 client relationships. Services include a written Investment Policy Statement, asset allocation, security selection and ongoing portfolio monitoring across mutual funds, fixed income, real estate funds (including REITs), annuities, TIPS, ETFs (including precious‑metal sector ETFs) and non‑U.S. securities.
The firm applies fundamental analysis, modern portfolio theory and quantitative analysis to a long‑term trading approach and documents clients’ goals, tax considerations, time horizon and risk tolerance in an IPS. KRS Tax & Investments generally seeks discretionary trading authority and requires clients to custody assets at Schwab Institutional for execution and recordkeeping.
Distinctive features relative to many independent advisers include a small client base with relatively large assets per client and a solo adviser who explicitly incorporates quantitative methods alongside traditional analysis while using a broad set of investment vehicles. The firm does not aggregate (block) trades for multiple clients, does not accept third‑party sales compensation, and does not accept proxy‑voting authority, each of which can affect trade execution, conflicts disclosures, and proxy handling.
Client services
Portfolio management
Expertise
Annuities
Real estate investing
Fee options
$1 - $1,000,000: 1.00% $1,000,001+: 0.50%
Main office location
KRS Tax & Investments Inc.
San Jose CA, United States
Number of offices
1
Most active in
KRS Tax & Investments Inc. has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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