KSQ Financial Services LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
KSQ Financial Services LLC provides discretionary and non‑discretionary asset management and financial planning and consulting to individuals, including high‑net‑worth clients. The firm manages about $14.2 million across a small client base and delivers ongoing portfolio management and tailored financial plans and consultations.
Investment decisions are guided by client‑specific objectives and a mix of fundamental and technical analysis, with documented client profiles, periodic reviews for rebalancing and consideration of tax‑loss harvesting. KSQ offers both discretionary trading authority and non‑discretionary engagements and allows clients to impose written investment restrictions (examples listed include screens for firearms, cannabis, fossil fuels, abortion, and other social criteria).
Noteworthy operational features include a requirement that clients use Charles Schwab as custodian and the firm’s practice of managing accounts separately rather than aggregating trades, which can affect execution. The firm also disclaims proxy voting (clients receive and vote their own proxies), reports receipt of custodial research/soft‑dollar benefits, and notes the principal maintains a small unrelated outside business (about 5% of her time), items prospective clients may wish to consider when evaluating conflicts and trade handling.
Client services
Expertise
Fee options
1.0% annually
$250 per hour
Main office
Halifax MA
Advisors at this office
1
Most active in
Massachusetts
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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