Kuber Investments
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
The firm is a single-advisor registered investment adviser that provides discretionary portfolio management to individuals and small businesses. It reports managing roughly $5 million across about 17 client relationships and typically requires a $100,000 minimum, offering Growth, Balanced, and Income investment objectives under a limited power of attorney.
The firm follows an active, custom-tailored approach that favors individual stocks and fixed‑income securities over mutual funds, maintaining a proprietary list of roughly 60–70 companies and constructing concentrated client portfolios that typically hold 8–10 securities. Research combines fundamental internal analysis with external sources (including TD Ameritrade Institutional research, Value Line, Morningstar, S&P, Barron’s and IBD), and the firm may use ETFs for diversification and employ tactical measures — including monitoring the 200‑day moving average and purchasing put options — to protect positions.
Noteworthy distinctions include the combination of concentrated, active equity strategies with explicit use of derivatives for downside protection, a practice less common among small independent advisers. The brochure also discloses that the principal operates a separate information‑technology business and devotes roughly 20 hours per week to that activity, and the firm’s proxy‑voting policy explicitly addresses social and environmental proposals (including support for GMO labeling).
Client services
Expertise
Fee options
$0 - $1,000,000: 1.00% annually (Growth and Balanced accounts) $1,000,000 - $5,000,000: 0.75% annually (Growth and Balanced accounts) $5,000,000 - $10,000,000: 0.50% annually (Growth and Balanced accounts) $10,000,000 - Negotiated: Negotiated (Growth and Balanced accounts) $0 - $1,000,000: 0.75% annually (Income accounts) $1,000,000 - $5,000,000: 0.50% annually (Income accounts) $5,000,000+: 0.25% annually (Income accounts)
Account minimum: $100,000 Fee-only: Fee-only advisory; no commissions accepted.
Main office
Irvine CA
Advisors at this office
1
Most active in
California
Also doing business as
Gray Matrix Inc · Jain, Mahesh, Hastimal · Kuber Investments
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
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