KW Wealth Management LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
KW Wealth Management LLC provides portfolio management, financial planning, and pension consulting services to individuals, high‑net‑worth clients, corporations and employer‑sponsored retirement plans (including 401(k)s). The firm prepares an Investment Policy Statement for each client and offers ongoing portfolio monitoring and implementation.
The firm’s investment approach draws on a mix of methods — including fundamental, quantitative, technical and modern portfolio theory — and emphasizes long‑term trading across mutual funds, equities, fixed income, annuities, ETFs (including precious‑metal ETFs), TIPS, non‑U.S. securities and private placements. KW Wealth generally manages accounts on a discretionary basis, documents client risk tolerances in an IPS, and delivers periodic reporting through the custodian.
Distinctive features noted in the brochure include an explicit pension consulting practice for employee benefit plans, which can include creating written pension plans and recommending service providers for plan management. The firm’s principal also conducts outside business activities as a registered representative and licensed insurance agent; those affiliations and related compensation are disclosed as potential conflicts, and the firm provides public educational content as part of its services.
Client services
Expertise
Fee options
Fixed fees for financial planning services range from $1,000 to $5,500.
$0 - $250,000: 1.35% $250,001 - $500,000: 1.20% $500,001 - $1,000,000: 1.00% $1,000,001 - $3,000,000: 0.90% $3,000,001+: 0.75%
Representatives may receive commissions from outside business activities selling investment products; commissions are not the firm's primary source of compensation.
Account minimum: $1,000,000
Main office
Sacramento CA
Advisors at this office
1
Most active in
California
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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