L & S Advisors, Inc
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$935,493,500
Clients
1,054
Advisors
12
across 2 offices
About
L&S Advisors serves individuals (including high-net-worth clients), trusts, businesses, and both plan sponsors and participants, providing discretionary investment management, financial planning, retirement-plan consulting, and sub‑advisory services. The firm manages about $1.16 billion across roughly 1,054 client accounts through a team of 12 advisors and also supports participant “held‑away” accounts via a third‑party platform (Pontera).
The firm’s investment approach is tactical and unconstrained, applying a range of named strategies (e.g., Tactical Equity Opportunities, Tactical Equity Income, Core/Core‑Select, and several fixed‑income and alternative strategies) that can include concentrated sector positions, ETFs, individual equities, municipal and corporate bonds, and private alternatives. L&S’s brochure discloses active use of derivatives (covered calls, long puts and, in rare cases with client consent, uncovered options) and the use of margin/borrowing in managed accounts, and it documents periodic performance reporting and portfolio reviews.
What is distinctive for a team firm of this size is L&S’s explicit participation in wrap fee programs and its combination of features not often seen together: documented use of derivatives and margin in separately managed accounts, management of wrap and held‑away program accounts, regular performance reporting, and reliance on third‑party vendors for proxy voting (Institutional Shareholder Services) and custodial relationships (Schwab/Fidelity). The brochure also details trade aggregation and block‑trading practices and a range of private investment vehicles (private REITs, private equity, private lending, and interval funds), underscoring a breadth of implementation tools beyond standard long‑only equity and fixed‑income management.
Client services
Expertise
Occupation focus
Fee options
0.25% to 1.50% annually based on the size of the client’s portfolio, scope, and complexity of services provided
$500 per hour for financial planning services
Minimum fee: $2,500 minimum fee for financial planning services, which may be waived for clients who engage in investment management services
Main office
See office11766 Wilshire Blvd, Suite 845
Los Angeles CA 90025
Advisors at this office
11
Offices (2)
Most active in
Arizona · California · Colorado · Connecticut · Florida · Georgia · Illinois · Louisiana · Michigan · Nevada · New Jersey · New Mexico · New York · North Carolina · Ohio · Oregon · South Carolina · Texas · Utah · Virginia · Washington
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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Advisors at this firm
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