Laflam and Haggerty Investment Advisers Corp.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
LaFlam and Haggerty Investment Advisers Corp. is a small, fee‑only registered investment adviser managing approximately $49.7 million in discretionary assets for about 67 clients. The firm provides ongoing investment supervisory services to individuals, trusts, estates, partnerships, corporations and pension or profit‑sharing plans, generally with full discretionary trading authority.
The firm’s investment process centers on fundamental security analysis and asset allocation among common stocks, publicly traded REITs and fixed‑income securities, using both long‑ and short‑term holding strategies while not employing short sales, options or margin. Client accounts are reviewed on an ongoing basis with securities reviewed at least quarterly and the firm provides written annual performance reports and portfolio appraisals on request.
A distinctive feature of the firm is its affiliation with a local accounting practice: the principals are certified public accountants who share staff and facilities with an affiliated CPA firm and provide tax planning, financial planning, retirement planning, litigation support and trustee services; the brochure notes the CPA affiliate currently serves as trustee on several client accounts. Also notable for a two‑adviser shop, the firm’s client mix extends beyond typical individual investors to include institutional and governmental relationships — for example, banking/thrift, insurance, state or municipal entities, other investment advisers and a sovereign wealth fund — which can create different custody and service arrangements than those used for most retail clients.
Client services
Expertise
Occupation focus
Fee options
1% annually, billed quarterly in advance at 0.25% per quarter
Fee-only: Fee only investment adviser; no commissions or other compensation from product sales
Main office
Southampton MA
Advisors at this office
2
Most active in
Massachusetts
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
V. L
Series 65
Southampton, MA
Laflam and Haggerty Investment Advisers Corp.
V. Laflam is a Series 65 licensed financial advisor with over 21 years of industry experience. He has been with Laflam and Haggerty Investment Advisers Corp. since 1999 and is also a partner at Laflam and Haggerty, CPAs, an accounting firm he has been affiliated with since 1992. Laflam and Haggerty Investment Advisers Corp. is a fee-only registered investment adviser managing approximately $49.7 million in discretionary assets for individuals, trusts, estates, partnerships, corporations, and pension or profit-sharing plans. The firm focuses on fundamental security analysis and asset allocation across stocks, REITs, and fixed income, offering fully discretionary trading and ongoing portfolio reviews, with an affiliation to a local CPA practice providing additional tax and financial planning services.
Valerie H
Series 65
Southampton, MA
Laflam and Haggerty Investment Advisers Corp.
Valerie Haggerty is a financial advisor with Laflam and Haggerty Investment Advisers Corp. She holds a Series 65 designation and has 21 years of industry experience. Haggerty has been with Laflam and Haggerty Investment Advisers Corp. since 1999 and is also a partner at the affiliated accounting firm Laflam and Haggerty, CPAs, where she has worked since 1992. Laflam and Haggerty Investment Advisers Corp. is a fee-only registered investment adviser managing approximately $49.7 million in discretionary assets for about 67 clients. The firm serves individuals, trusts, estates, partnerships, corporations, and pension or profit-sharing plans, using fundamental security analysis and asset allocation with a focus on common stocks, publicly traded REITs, and fixed-income securities. The firm is affiliated with a local CPA practice, providing integrated tax and financial planning services and serving a diverse client base including institutional and governmental entities.
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