A complete list of active advisors currently associated with Laguna Capital Management, Inc.

Warmer can help you find a great advisor at Laguna Capital Management, Inc. or one who fits your needs even better.

Laguna Capital Management serves individuals (including high-net-worth clients), trusts, estates, and corporate and retirement plan sponsors, providing asset management, financial planning, and retirement plan consulting. The firm also works with clients on annuity analysis and can manage sub-accounts of variable annuities through a third‑party platform. The firm delivers personalized, discretionary portfolio management with ongoing monitoring and rebalancing, using a broad toolkit of securities — including individual stocks and bonds, mutual funds and ETFs — and engaging in more active strategies when appropriate. Its stated investment techniques include margin transactions and short sales, as well as option writing and the use of leveraged ETFs, indicating the firm employs borrowing and derivatives within managed accounts. Compared with peers, Laguna is a small supported adviser (three advisors, under $100 million in AUM) that explicitly incorporates margin, short-selling and options strategies into client portfolios and offers annuity conversion and variable‑annuity sub‑account management via DPL Financial Partners. The combination of these active trading tools and direct annuity-management capability is less common among similarly sized support-category firms.

To learn more about the advisors currently working at Laguna Capital Management, Inc., click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.