Laguna Investment Services
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Laguna Investment Services provides portfolio management and investment advice to individuals, families, trusts, and small businesses, covering both taxable accounts and individual retirement accounts. Services include asset allocation, trade execution, and retirement-focused planning that considers clients’ age, time horizon, and family circumstances.
The firm uses technical, fundamental, and cyclical analysis and implements income, growth, and capital preservation strategies tailored to clients’ goals and risk tolerance. As of 03/25/2025 it reported roughly $1.91 million in non-discretionary assets versus about $374,300 in discretionary assets, indicating many clients retain approval over individual trades.
Compared with many independent advisers, Laguna explicitly accepts small business or corporate clients in addition to individual and trust accounts, a client mix that is relatively uncommon. The firm custodizes client assets with Charles Schwab, aggregates trades when appropriate, and operates as a fee-only adviser that does not charge commissions.
Client services
Expertise
Fee options
$0 - $1,500,000: 1.0% (0.01) >$1,500,000 - $3,000,000: 0.85% (0.0085) >$3,000,000+: 0.75% (0.0075)
Fee-only: Fee-only advisory, no commissions
Main office
Pembroke MA
Advisors at this office
1
Most active in
California · Massachusetts
Also doing business as
Laguna Investment Services · Laura Jean Sweezey Dba Laguna Investment Services · Sweezey, Laura Jean
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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