Lai Capital Management LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$13,364,494
Clients
26
Advisors
1
of 1 employees
About
The firm provides discretionary portfolio management to individual separate-account clients and acts as the general partner and investment manager of a private pooled investment partnership that accepts qualified, high-net-worth limited partners. Services include separately managed accounts tailored via an Investment Policy Statement and management of the pooled vehicle under its offering documents.
LCM follows a value-oriented, long-term investment approach that emphasizes allocating capital to securities judged to be trading below intrinsic value, using quantitative analysis and fundamental valuation methods. Portfolios are generally concentrated in a relatively small number of high-conviction positions, and the firm may employ margin and options strategies as part of its implementation.
What is noteworthy about this firm compared with many single-advisor independents is its role as a private fund adviser and manager of a pooled vehicle while also offering performance-based compensation arrangements for certain separate accounts. The firm’s principal brings multi-decade trading and quantitative strategy experience and has structured its private fund with incentive allocations and fund-specific safeguards (such as annual audits) that distinguish it from many peers.
Client services
Expertise
Fee options
1.00% per annum
15.00% annual performance fee for separate accounts based on capital appreciation without high watermark; 20% quarterly performance fee for QVS limited partners with high watermark
Account minimum: $100,000
Main office
930 Roosevelt Ste 302
Irvine CA 92620
Advisors at this office
1
Most active in
California
Disclosures
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Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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