Laidlaw Wealth Management LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$96,195,057
Clients
100
Advisors
6
across 2 offices
About
Laidlaw Wealth Management LLC advises individuals (including high‑net‑worth clients), pension and profit‑sharing plans, trusts, estates, charitable organizations, corporations and other business entities. It offers discretionary and non‑discretionary investment management, financial planning, consulting, and may recommend or refer clients to independent money managers and alternative investment sponsors; as of the most recent filing the firm reported approximately $108 million in assets under management for roughly 100 clients and operates with six advisors across multiple offices.
The firm constructs customized portfolios through strategic asset allocation and ongoing supervision, generally using institutional‑class mutual funds, ETFs, structured products and individual fixed‑income securities, and provides annual reviews of client circumstances. Its stated analysis and implementation framework draws on Modern Portfolio Theory, fundamental and technical analysis, use of independent money managers, and — where appropriate — derivatives and option writing as part of certain separately managed strategies, with attendant risks disclosed in the brochure.
What stands out about Laidlaw is its corporate connections and international orientation: it is owned by Laidlaw Holdings and discloses affiliations with an affiliated broker‑dealer (Laidlaw & Company (UK) Ltd.) and Laidlaw Private Equity, arrangements that give rise to referral and fee‑sharing relationships and to some dual‑registered representatives; these relationships and potential conflicts are described in Items 10 and 14. The firm also emphasizes non‑U.S. investing (including discussion of foreign and emerging‑market risks) and notes that certain personnel may act as trustees on client trusts subject to PCAOB surprise examinations, features that differentiate it from many peers.
Client services
Expertise
Occupation focus
Fee options
Fixed fees ranging from $300 to $3,000 for financial planning and consulting services
$150 to $300 per hour for financial planning and consulting services
Annual financial planning or consulting services fee ranging from $300 to $3,000
Account minimum: $25,000 Fee-only: Hourly fees between $150 and $300 per hour; Fixed fees ranging from $300 to $3,000; Annual fixed fee retainer from $300 to $3,000
Main office
See office521 Fifth Ave, 12th Floor
New York NY 10175
Advisors at this office
5
Offices (2)
Most active in
California · Florida · New Jersey · New York · Texas
Also doing business as
Laidlaw Asset Management · Laidlaw Asset Management, LLC · Laidlaw Asset Management, LLC. · Laidlaw Blue · Laidlaw Direct · Laidlaw Holdings, Plc · Laidlaw Wealth Management LLC · Naples Wealth Planning
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
Alex S
Series 63, Series 65
New York, NY
Laidlaw Wealth Management LLC
Alex Shtaynberger is a financial advisor with Laidlaw Wealth Management LLC in New York, NY, holding Series 63 and Series 65 licenses and bringing 33 years of industry experience. He has been with Laidlaw Wealth Management since 2010 and has maintained a long-term association with Laidlaw & Company (UK) Ltd since 1999. Laidlaw Wealth Management LLC provides investment management, financial planning, and consulting services to individuals, including high net worth clients, as well as pension plans, trusts, estates, charitable organizations, and business entities. The firm focuses on customized portfolios using strategic asset allocation and a range of investment products, including no-load mutual funds, ETFs, structured products, and fixed-income securities, applying methodologies such as Modern Portfolio Theory and both fundamental and technical analysis.
Henry M
Series 63, Series 66
New York, NY
Laidlaw Wealth Management LLC
Henry Mccormack is a financial advisor at Laidlaw Wealth Management LLC with 16 years of industry experience. He holds Series 63 and Series 66 licenses and has been with Laidlaw & Co (UK) Ltd since 2009. Outside of his advisory role, he coaches soccer for the Paramus Spartans SC and teaches chess at the GM Valery Filippov Chess Academy. Laidlaw Wealth Management LLC provides investment management, financial planning, and consulting services to individuals, pension and profit-sharing plans, trusts, estates, charitable organizations, and business entities. The firm constructs customized portfolios using strategic asset allocation with no-load or institutional mutual funds, ETFs, structured products, and fixed-income securities, and employs methods including Modern Portfolio Theory and both fundamental and technical analysis.
Sachin K
Series 63, Series 66
New York, NY
Laidlaw Wealth Management LLC
Sachin Kumar is a financial advisor at Laidlaw Wealth Management LLC with 15 years of industry experience. He holds Series 63 and Series 66 designations and previously worked at Morgan Stanley Private Bank, N.A. and Morgan Stanley from 2016 to 2019. Since 2019, he has been associated with both Laidlaw Wealth Management and Laidlaw & Company (UK) Ltd. Laidlaw Wealth Management LLC serves individuals—including high-net-worth clients—pension plans, trusts, charitable organizations, and business entities. The firm offers discretionary and non-discretionary investment management and financial planning, constructing customized portfolios using institutional-class funds, ETFs, structured products, and fixed-income securities, while incorporating Modern Portfolio Theory and independent money managers in its approach.
Henrique L
Series 66
Coral Gables, FL
Laidlaw Wealth Management LLC
Henrique Lucena is a financial advisor at Laidlaw Wealth Management LLC with 17 years of industry experience. He holds a Series 66 designation and has previously worked at Morgan Stanley and UBS Financial Services. Laidlaw Wealth Management LLC provides investment management, financial planning, and consulting services to individuals, including high net worth clients, as well as pension plans, trusts, estates, charitable organizations, and business entities. The firm offers customized portfolios using strategic asset allocation and a range of investment products, employing methods such as Modern Portfolio Theory and fundamental and technical analysis.
Matthew P
Series 63, Series 65
New York, NY
Laidlaw Wealth Management LLC
Matthew Parker is a financial advisor at Laidlaw Wealth Management LLC with 29 years of industry experience. He has held positions at Laidlaw Wealth Management since 2019 and previously worked at Morgan Stanley Private Bank and Morgan Stanley Smith Barney from 2009 to 2019. He holds Series 63 and Series 65 licenses. Laidlaw Wealth Management LLC provides investment management, financial planning, and consulting services to individuals, including high net worth clients, as well as pension plans, trusts, estates, charitable organizations, and business entities. The firm builds customized portfolios using strategic asset allocation and a range of investment products, applying methods such as Modern Portfolio Theory, fundamental and technical analysis, and also offers both discretionary and non-discretionary portfolio management.
Mathew M
Series 63, Series 66
New York, NY
Laidlaw Wealth Management LLC
Mathew Moschovas is a financial advisor at Laidlaw Wealth Management LLC in New York, NY, with nine years of industry experience. He holds the Series 63 and Series 66 licenses and has been with Laidlaw Wealth Management since 2020. In addition to his advisory role, he is an associate at Lucius Partners LLC, where he supports board communications, research, and presentations. Laidlaw Wealth Management LLC serves individuals, pension plans, trusts, estates, charitable organizations, and business entities, offering discretionary and non-discretionary investment management, financial planning, and consulting. The firm builds customized portfolios using strategic asset allocation and institutional-class investments while emphasizing international investing and maintaining affiliations with related entities.
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