Lake Highlands Capital Management
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$810,000
Clients
0
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
0
Very LowAverage account size
—
About
Lake Highlands Capital Management provides discretionary investment management through separately managed accounts and occasional bespoke advisory projects. The firm is a small registered investment adviser with roughly $810,000 in discretionary assets under management and serves a mix of individuals, trusts, endowments, retirement plans, and institutions.
The firm’s investment process combines proprietary fundamental research with technical (chart) analysis and an unconstrained mandate to invest across geographies, sectors, and market capitalizations. Portfolios are relatively concentrated (typically about 10–30 securities), constructed to seek high risk/reward opportunities while attempting to limit permanent loss of capital, and are implemented under discretionary authority with client Investment Policy Statements and aggregated trade execution.
What is distinctive about the firm is the unusually broad set of client types it reports working with for a firm of its size — including banking or thrift institutions, insurance companies, sovereign wealth funds, state and municipal entities, pension plans, charitable organizations, corporate clients, and other investment advisers. The firm also uses performance‑based fee arrangements for qualified clients with high‑water marks and maintains specific fund inflow/outflow policies (advance notice requirements and exit provisions) that affect liquidity and implementation.
Client services
Portfolio management
Bespoke investment/asset reviews
Expertise
Active portfolio management
Concentrated stock management
Fee options
Fixed fees negotiated per project for bespoke advisory services
$0 - $500,000: 1.70% $500,001 - $3,000,000: 1.60% $3,000,000+: 1.50%
Hourly or fixed fees negotiated per project for bespoke advisory services
25% of outperformance over a 6% hurdle rate or 25% of outperformance versus Russell 2000 benchmark, payable quarterly, with a high watermark; only charged to Qualified Clients with at least $1 million AUM or net worth over $2.1 million
Account minimum: $100,000
Main office location
Lake Highlands Capital Management
9020 Fenchurch Road
Dallas TX 75238, United States
Number of offices
1
Most active in
Lake Highlands Capital Management has reported serving >5 clients in these states in the last 12 months.
Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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