Lakewood Financial Group, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Lakewood Financial Group is a registered investment adviser that provides discretionary comprehensive wealth management to high‑net‑worth individuals and families, typically those with investable assets of $1 million or more. Its services integrate portfolio management, ongoing financial planning, tax coordination, and access to private funds and structured products.
The firm follows a strategic‑core with tactical‑overlay investment approach, relying on model portfolios and ETFs for core exposures while tailoring implementation to tax considerations and client‑specific IPS restrictions. When appropriate, Lakewood employs third‑party SMAs, custom derivative hedging, structured notes, and alternative investments to manage concentrated positions, generate income, or achieve defined outcome objectives.
Distinctive features include a small, specialized team of three advisors managing roughly $90 million across about 42 client relationships and staff experience in derivatives and structured products that informs implementation. The firm uses alternative platforms (iCapital and CAIS) for private fund and structured‑note access, provides a complimentary subscription newsletter with specific buy/sell recommendations, and discloses supervised persons’ outside business activities and supervisory controls to address potential availability and conflict considerations.
Client services
Expertise
Occupation focus
Fee options
Up to 1.00% per annum, charged quarterly in arrears based on the market value of assets under management
Complimentary subscription services including a quarterly newsletter with investment recommendations
Account minimum: $1,000,000
Main office
See officeTafton PA
Advisors at this office
1
Offices (3)
Most active in
Pennsylvania
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
Alexander L
CFA®
Evanston, IL
Lakewood Financial Group, LLC
Alexander Lippitt III is a CFA® charterholder with four years of industry experience. He is currently an advisor at Lakewood Financial Group, LLC and has previously worked at Northeast Financial Group, Inc., the University of Chicago, and Transamerica/Aegon Asset Management. Lakewood Financial Group is a registered investment adviser serving high-net-worth individuals and families, offering discretionary comprehensive wealth management that includes portfolio management, financial planning, tax coordination, and access to private funds and structured products. The firm uses a strategic-core with tactical-overlay investment approach tailored to client-specific needs and manages roughly $90 million across 42 client relationships.
Panos G
Series 65, Series 63
Newport Beach, CA
Lakewood Financial Group, LLC
Panos Grivakis is a financial advisor with Lakewood Financial Group, LLC, holding Series 65 and Series 63 licenses and bringing 11 years of industry experience. His prior roles include a decade at JPMorgan Chase Bank and partnerships in fast food restaurant businesses where he contributes to business strategy and leadership. Lakewood Financial Group provides comprehensive wealth management to high-net-worth individuals and families, using a strategic-core with tactical-overlay investment approach and offering access to private funds and structured products.
Jonathan K
Series 63, Series 65
Tafton, PA
Lakewood Financial Group, LLC
Jonathan Kline is a financial advisor with Lakewood Financial Group, LLC, holding Series 63 and Series 65 licenses and 16 years of industry experience. His prior roles include positions at Northeast Financial Group, Inc. and JP Morgan Securities Inc. He has been with Lakewood Financial Group since 2026. Lakewood Financial Group provides discretionary comprehensive wealth management to high-net-worth individuals and families, using a strategic-core with tactical-overlay investment approach that incorporates portfolio management, financial planning, tax coordination, and access to private funds and structured products. The firm’s small specialized team manages approximately $90 million and employs alternative platforms and customized strategies to meet client-specific objectives.
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