Lakewood Financial Group, LLC

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Client assets under management

Clients

Advisors

of 3 employees

Firm type

Supported

1-4 advisors or >$200M in AUM

Clients per advisor

Very Low

Average account size

—

About

Lakewood Financial Group provides comprehensive wealth management to high-net-worth individuals and families seeking institutional-caliber portfolio management paired with holistic financial planning. Its services include discretionary portfolio management, IPS-driven model portfolios, coordinated tax-loss harvesting, and access to private funds, structured products, and separately managed accounts.

The firm implements a strategic core with tactical overlays, using ETFs as primary building blocks and supplementing with mutual funds, individual securities, private pooled vehicles, and bespoke derivative overlays where appropriate. It emphasizes tax sensitivity, documents both risk tolerance and capacity in each IPS, routinely accommodates client-imposed restrictions, and requires client consent for major planning or strategic shifts.

A distinctive feature is the firm’s explicit practice of recommending and selecting unaffiliated third‑party managers and SMAs—conducting formal due diligence while not accepting placement or referral compensation—an arrangement that is less common among peers. The firm also highlights specialized implementation tools (custom derivative hedges, defined‑outcome structured products, and private fund allocations) for concentrated or tax-constrained situations and is newly established, currently reporting no assets under management as it begins operations.

Client services

Financial planning Portfolio management Selection of other advisers

Expertise

Tax-loss harvesting Concentrated stock management Options & derivatives strategies Private / alternative investments Wealth management

Occupation focus

Executive

Fee options

Percentage

Up to 1.00% per annum, charged quarterly in arrears

Other

Account minimum: $1,000,000

Main office location

Lakewood Financial Group, LLC

Tafton PA, United States

Number of offices

Most active in

Pennsylvania

Disclosures

Business activities & affiliations

Is not active or affiliated with:

Insurance agent

They sell insurance products and may earn commissions on those sales.

Broker-dealer / trader

They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.

Bank

They're affiliated with a bank that may offer its own financial products and services.

Trust company

They provide trust and estate administration services, typically for separate fees.

Fund sponsor

They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.

Accountant / CPA / tax prep

They offer tax and accounting services, typically for separate fees.

Lawyer

They provide legal services, typically billed separately.

Real estate agent

They facilitate real estate transactions and may earn commissions.

Other specialized services

They may provide services such as pension consulting or municipal advisory work, typically for separate fees.

Forms ADV

Form ADV Part 2: Client Brochure

Quick links

Website 724-989-2142

Advisors at this firm

Alexander L

CFA®

Evanston, IL

Lakewood Financial Group, LLC

Alexander Lippitt III is a CFA® charterholder with three years of industry experience. He is currently with Lakewood Financial Group, LLC and has prior experience at Northeast Financial Group, Inc., the University of Chicago, and Transamerica/Aegon Asset Management. Lakewood Financial Group provides comprehensive wealth management to high-net-worth individuals and families, focusing on institutional-caliber portfolio management combined with holistic financial planning. The firm employs a strategic core with tactical overlays and emphasizes tax sensitivity, client-imposed restrictions, and the use of unaffiliated third-party managers without referral compensation.

Tax-loss harvesting Concentrated stock management Options & derivatives strategies Private / alternative investments Wealth management Executive

Panos G

Series 63, Series 65

Newport Beach, CA

Lakewood Financial Group, LLC

Panos Grivakis is a financial advisor at Lakewood Financial Group, LLC with 11 years of industry experience. He holds Series 63 and Series 65 licenses and previously worked at JPMorgan Chase bank for 10 years. In addition to his advisory role, Grivakis is a partner involved in business strategy and leadership for several fast food restaurant ventures. Lakewood Financial Group provides comprehensive wealth management to high-net-worth individuals and families, offering institutional-caliber portfolio management combined with holistic financial planning. The firm employs a strategic core with tactical overlays and emphasizes tax sensitivity, client-specific restrictions, and the use of unaffiliated third-party managers through formal due diligence.

Tax-loss harvesting Concentrated stock management Options & derivatives strategies Private / alternative investments Wealth management Executive

Jonathan K

Series 63, Series 65

Tafton, PA

Lakewood Financial Group, LLC

Jonathan Kline is a financial advisor with Lakewood Financial Group, LLC, holding Series 63 and Series 65 licenses and 15 years of industry experience. His prior roles include positions at JP Morgan Securities Inc. and JP Morgan Chase Bank. Lakewood Financial Group provides comprehensive wealth management to high-net-worth individuals and families, offering institutional-caliber portfolio management combined with holistic financial planning. The firm employs a strategic core with tactical overlays, emphasizes tax sensitivity, and utilizes both internal and unaffiliated third-party managers through formal due diligence without accepting referral compensation.

Tax-loss harvesting Concentrated stock management Options & derivatives strategies Private / alternative investments Wealth management Executive

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