Lakewood Financial Group, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Lakewood Financial Group serves individual investors and families who seek institutional-caliber portfolio management and comprehensive financial planning, typically working with clients who have at least $1 million of investable assets. The firm provides discretionary wealth management that combines portfolio construction, ongoing asset-allocation oversight, tax-loss harvesting coordination, and comprehensive planning covering retirement, estate, tax optimization, and risk management, and it may recommend SMAs, private funds, and structured products where appropriate.
The firm’s investment approach blends a strategic core with tactical overlays, relying on model portfolios and ETFs for core exposures while customizing implementation for tax sensitivity, IPS-documented risk parameters, and client-imposed restrictions. Risk management is an explicit focus: the firm routinely uses derivative hedging strategies, structured outcomes, and third‑party managers to manage concentrated positions, liquidity needs, and tax constraints.
What distinguishes the firm is its small, boutique structure—three advisors managing roughly $90.6 million for a limited client base—paired with pronounced expertise and operational arrangements for derivatives and alternative investments. Lakewood also uses dedicated alternative-investment platforms (including sole-source execution for structured notes), provides a complimentary subscription newsletter with specific trading recommendations, and documents standing authorizations and tax-focused processes to support bespoke implementation.
Client services
Expertise
Occupation focus
Demographic focus
Fee options
$0 - $1,000,000: 1.00% $1,000,001 - $5,000,000: 0.80% $5,000,001 - $10,000,000: 0.60% $10,000,001 - $15,000,000: 0.40% $15,000,001+: 0.30%
Complimentary quarterly newsletter subscription
Account minimum: $1,000,000
Main office
See officeTafton PA
Advisors at this office
1
Offices (3)
Most active in
Pennsylvania
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
Alexander L
CFA®
Evanston, IL
Lakewood Financial Group, LLC
Alexander Lippitt III is a CFA® charterholder with four years of industry experience. He is currently with Lakewood Financial Group, LLC and previously worked at Northeast Financial Group, Inc. and Transamerica/Aegon Asset Management. Lakewood Financial Group serves individual investors and families with at least $1 million in investable assets, offering discretionary wealth management that includes portfolio construction, tax-loss harvesting, and comprehensive financial planning. The firm employs a strategic core and tactical overlay investment approach, focusing on risk management through derivative hedging, structured outcomes, and customized implementation.
Panos G
Series 63, Series 65
Newport Beach, CA
Lakewood Financial Group, LLC
Panos Grivakis is a financial advisor with Lakewood Financial Group, LLC in Newport Beach, CA, holding Series 63 and Series 65 designations and bringing 11 years of industry experience. His prior roles include positions at JPMorgan Chase Bank and Northeast Financial Group, Inc. Outside of financial advising, he is a partner involved in business strategy and leadership for fast food restaurant ventures. Lakewood Financial Group serves individual investors and families with at least $1 million in investable assets, offering discretionary wealth management that integrates portfolio construction, tax-loss harvesting, and comprehensive financial planning. The firm employs a blend of strategic core and tactical overlays with a focus on risk management, including the use of derivatives and alternative investments, supporting a limited client base through its boutique structure.
Jonathan K
Series 63, Series 65
Tafton, PA
Lakewood Financial Group, LLC
Jonathan Kline is a financial advisor at Lakewood Financial Group, LLC with 16 years of industry experience. He holds Series 63 and Series 65 licenses and has previously worked at JP Morgan Securities and Northeast Financial Group. Lakewood Financial Group provides discretionary wealth management and comprehensive financial planning to individual investors and families with investable assets typically over $1 million. The firm combines strategic core investment models with tactical overlays and emphasizes risk management through derivative hedging and alternative investments.
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