Lathrop Investment Management Company
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$631,286,015
Clients
229
Advisors
3
of 5 employees
About
Lathrop Investment Management Company provides discretionary investment management to individuals, families, trusts, estates, retirement plans, businesses and not-for-profit institutions, maintaining separately managed accounts for all clients and offering manager-of-managers services on select relationships. Clients’ custodians are typically major brokerage firms or bank trust companies selected by the client, and LIMC bills for advisory services based on assets under management.
The firm emphasizes fundamental, valuation-driven stock selection and high-quality fixed-income holdings, building broadly diversified portfolios that typically hold 30–40 individual equities and use ETFs only when account size limits direct diversification. Portfolios are monitored continuously, rebalanced periodically for objective consistency and tax efficiency, and tailored to individual return objectives, liquidity needs and risk tolerances.
Noteworthy features include a relatively small investment team managing roughly $1.01 billion across about 240 client relationships, producing a high AUM-per-advisor ratio compared with many peers. LIMC also maintains separately managed accounts at custodians (including Charles Schwab) whose platforms offer margin and related capabilities, and the firm indicates it may utilize borrowing features available through those custodial arrangements in some accounts while selectively employing manager-of-managers structures for certain clients.
Client services
Expertise
Fee options
$0 - $500,000: 1.00% $500,000 - $1,000,000: 0.75% $1,000,000+: 0.50%
Account minimum: $500,000 Minimum fee: Minimum annual fee per client is $5,000 Fee-only: Annual fees based on assets under management; no commissions or sales charges accepted
Main office
500 Pleasant Valley Drive, Building D 101
Little Rock AR 72227
Advisors at this office
3
Most active in
Arkansas · California · Louisiana · New Hampshire · New York · Tennessee · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
James H
Series 65
Little Rock, AR
Lathrop Investment Management Company
James Havens is a financial advisor at Lathrop Investment Management Company with 24 years of industry experience. He holds the Series 65 designation and has been with Lathrop Investment Management Corporation since 2001. Lathrop Investment Management Company provides discretionary investment counseling to individuals, families, trusts, estates, retirement plans, businesses, and not-for-profit institutions through separately managed accounts. The firm employs fundamental analysis and a long-term valuation perspective to construct diversified portfolios tailored to clients’ objectives, managing approximately $957 million with a compact four-person team.
Andrew L
CFA®, Series 63, Series 65
Little Rock, AR
Lathrop Investment Management Company
Andrew Lagrone is a CFA® charterholder with 26 years of industry experience, currently serving at Lathrop Investment Management Company. He has been with Lathrop Investment Management Corporation since 1999 and became part of Lathrop Investment Management Company in 2025. In addition to his advisory role, he is a partner at Lathrop & Lagrone LLC, a security appraisal firm providing expert testimony on investment matters. Lathrop Investment Management Company offers discretionary investment counseling to individuals, families, trusts, estates, retirement plans, businesses, and not-for-profit institutions. The firm focuses on fundamental analysis and long-term valuation to construct diversified portfolios primarily of individual stocks, bonds, and cash, tailored to clients’ return objectives and risk tolerance.
Ryan G
Series 65
Little Rock, AR
Lathrop Investment Management Company
Ryan Gattin is a financial advisor at Lathrop Investment Management Company with seven years of industry experience. He holds a Series 65 designation and has worked previously at Bank of the Ozarks, Inc. from 2013 to 2018. Lathrop Investment Management Company provides discretionary investment counseling to individuals, families, trusts, estates, retirement plans, businesses, and not-for-profit institutions. The firm focuses on constructing portfolios primarily with individual stocks, bonds, and cash using fundamental analysis and a long-term valuation perspective, tailoring asset allocation to each client’s objectives and risk tolerance.
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